Dear Friends and Colleagues:
We are pleased to provide a copy of the Local Rules of Civil Practice and Procedure of the United States District Court for the District of Delaware, effective August 1, 2016. The Court’s Electronic Case Filing Policies & Procedures, Default Standard for Discovery Including Discovery of Electronically Stored Information (ESI) and Default Standard for Access to Source Code are also included.
Throughout this publication you will find “Young Conaway Comments.” These comments are intended to highlight some of the more important recent amendments to the Local Rules. We have also reformatted the Local Rules so that they are more user-friendly for reference.
The District of Delaware enjoys a well-earned reputation as a top forum for litigation of complex intellectual property and commercial disputes. On behalf of our partners and colleagues at Young Conaway, we hope that you will find this publication a useful resource in your day-to-day practice.
Adam W. Poff
Chair, Intellectual Property Litigation
Melanie K. Sharp
Chair, Commercial Litigation
Local Rules of Civil Practice and Procedure of the United States District Court for the District of Delaware
(Effective August 1, 2016)
Table of Contents
I. Scope of the Rules
(a) Title and Citation.
Scope of the Rules.
The rules that follow shall be known as the Local Rules of Civil Practice and Procedure of the United States District Court for the District of Delaware (hereinafter referred to as “the Rules”). The Rules shall be cited as “D. Del. LR__.”
(b) Effective Date.
The Rules become effective on August 1, 2016. The Rules supercede any local rules effective prior thereto and shall govern all civil proceedings pending on the effective date, unless otherwise ordered.
The Rules shall be construed consistent with 1 U.S.C. §§ 1-5 and shall be followed insofar as they are not inconsistent with the Federal Rules of Civil Procedure (hereinafter “Fed. R. Civ. P.”). The Rules, as well as all procedures promulgated by either the Clerk of Court (“the Clerk”) or any Judge’s chambers, shall be on the Court’s website at www.ded.uscourts.gov.
The application of the Rules in any case or proceeding may be modified by the Court in the interests of justice.
Young Conaway Comment 2010: 1.1(b) - This provision makes clear that this 2010 amended version of the Local Rules supersedes all prior rules and governs all civil proceedings.
Availability of the Local Rules.
Copies of the Rules, as amended and with any appendices attached hereto, can be viewed on and downloaded from the Court’s website, www.ded.uscourts.gov. Paper copies are available from the Clerk for a reasonable charge to be determined by the Court.
Consistent with Fed. R Civ. P. 83 and 28 U.S.C. § 2071, notice shall be provided of:
(1) Any amendments to the Rules;
(2) The ability of the public to comment thereon; and (3) Final adoption of the amendments.
(a) In General.
Sanctions may be imposed, at the discretion of the Court, for violations of the Rules, as well as for violations of the Fed. R. Civ. P. and any order of the Court. Such sanctions may include, but are not limited to, costs, fines and attorneys’ fees imposed on the offending party and that party’s attorney.
(b) Substantive Sanctions.
In addition to financial penalties, failure of counsel to comply with the Rules relating to trial preparation may be considered an abandonment or a failure to prosecute or defend diligently, and judgment may be entered against the defaulting party either with respect to a specific issue or the entire case. Likewise, failure of counsel to comply with the Rules relating to motions may result in the determination of the motion against the offending party.
II. Commencement of Action; Process; Service and Filing of Pleadings and Other Pages
(a) In General.
Civil Cover Sheet.
Except for civil actions initiated by prisoners who are not represented by counsel, every party initiating a civil action in the Court shall complete and file with the Clerk a civil cover sheet, a form available from the Clerk. To the extent that counsel for a plaintiff has not completed the entire civil cover sheet accurately, counsel for a defendant shall bring such missing or inaccurate information to the attention of the Clerk, all parties, and the Court.
(b) Indication of Related Actions.
Counsel for a plaintiff in a civil action shall indicate on the civil cover sheet if said action is related to any other civil action previously decided or pending in this or any other federal district court. Civil actions are related if they:
Young Conaway Comment 2007: If the plaintiff fails to complete the civil cover sheet accurately, it is now defendant’s burden to bring the missing or inaccurate information to the attention of the Clerk, Court and parties. Previously, the burden was on the Clerk of the Court to recognize the missing information and provide notice to the plaintiff.
Young Conaway Comment 2007: Amended Rule 3.1 removes the previous provision that a plaintiff could file a new complaint without a civil cover sheet and would still retain a clock-in time and docket date as of the date originally submitted once the plaintiff corrects the defect.
(1) Arise from the same or substantially identical transactions, happenings, or events as the case at bar;
(2) Involve the same or substantially the same parties or property;
(3) Involve the same patent or the same trademark; or
(4) For other reasons would entail substantial duplication of labor if heard by different judges.
In all patent cases, copies of the patents at issue shall be attached and filed with the complaint.
Service of Process.
Except as to those cases proceeding pursuant to 28 U.S.C. § 1915(d), upon or after the filing of a complaint, plaintiff or plaintiff’s counsel must present to the Clerk, for the Clerk’s signature and seal, a completed form of summons for each named defendant. Upon issuance, the Clerk shall provide the summons to plaintiff or plaintiff’s counsel who shall be responsible for prompt service of the summons and a copy of the complaint on each named defendant.
(b) Affidavit of Mailing.
In an action in which the plaintiff serves process pursuant to 10 Del. C. § 3104 or § 3113, plaintiff or plaintiff’s counsel shall file an affidavit stating that a nonresident defendant has been served by mail and has either accepted or refused the notice required by statute. The affidavit, along with the defendant’s return receipt, shall be filed within 14 days of the receipt by plaintiff or by plaintiff’s counsel of that return receipt. The affidavit and return receipt need not be served upon the parties.
Young Conaway Comment 2007: Rule 4.1 was amended in 2007 to remove the prior language that failure to provide a form of summons shall not be a basis for rejecting the filing. It added language that the summons may be presented to the Clerk upon or after filing the complaint.
Young Conaway Comment 2010: Rule 4.1 has been amended to remove service pursuant to 10 Del. C. §3112 and enlarge the time period to file the return of service to 14 days.
Unless specifically exempted by Court order or rule, all documents submitted for filing with the Court shall be filed in accordance with the Court’s Administrative Procedures Governing Filing and Service by Electronic Means, which may be amended from time to time by the Court (the “CM/ECF Procedures”).
When computing time periods for filing pursuant to Fed. R. Civ. P. 6(a)(3), the Clerk’s Office shall be deemed inaccessible at any time when the Clerk’s Office is closed due to inclement weather.
Young Conaway Comment 2007: Rule 5.1 was added to the Local Rules in 2007 and mandates electronic filing for all court filings pursuant to the Court’s CM/ECF Procedures that are included in this booklet.
Young Conaway Comment 2010: The 2010 amendments added 5.1(b) to reflect that in calculating due dates for filings, the Clerk’s Office is presumed inaccessible (despite the availability of electronic filing) whenever the Clerk’s Office is closed due to inclement weather.
(a) General Format.
General Format of Papers Presented for Filing.
To the extent applicable and consistent with CM/ECF Procedures, all pleadings, motions, and other papers presented for filing shall be on 81/2 by 11 inch white paper and shall be plainly typewritten or printed and double-spaced, except for quoted material and footnotes. All printed matter must appear in at least 12 point type and all margins shall not be less than 1 inch. Each page shall be numbered consecutively. Such papers shall set forth the date of filing and a brief descriptive title indicating the purpose of the paper. Unless otherwise ordered, the name, Delaware state bar identification number, address, telephone number, and email address of local counsel shall be typed or printed under the signature line.
This rule does not apply to:
(1) Exhibits submitted for filing;
(2) Letters submitted to the Court; and
(3) Documents filed in removed actions prior to removal from the state courts.
Additional requirements applicable to briefs, memoranda of points and authorities and appendices are set forth in D. Del. LR 7.1.3.
Young Conaway Comment 2007: The 2007 amendment to Rule 5.1.1 changed the formatting requirements for all pleadings, briefs, motions and any other paper filed with the Court. The Court now requires all such papers to be double-spaced (except for quoted and footnoted material) and in at least 12 point font. The prior Rule only required 11-point font for briefs. The margins are required to be 1 inch all around instead of 1.25 inches on the left and right side as previously required. Finally, the e-mail address of Delaware counsel is required to be in the signature block of the paper. This Rule does not apply to letters or exhibits.
The Filing of Nonconforming Papers.
If a document is filed that does not conform to the Rules governing the form of papers, the Court, in its discretion:
Young Conaway Comment 2007: Prior to 2007, if a non-conforming paper was filed with the Court, the Clerk was required to notify the party filing the document of the defect and the Court would not take any action until the defect was corrected. The Rule now provides that the Court, in its discretion, may give notice that no action will be taken until the defect is corrected or “take such other action as the Court deems appropriate.”
(a) May give notice to the filing party that no action will be taken by the Court on the matter raised in the paper until the defect is corrected; or
(b) Take such other action as the Court deems appropriate.
Filing Documents under Seal.
Documents placed under seal must be filed in accordance with CM/ECF Procedures, unless otherwise ordered by the Court.
Young Conaway Comment 2007: The 2007 amendments added this Rule implementing the CM/ECF Procedures for filing documents under seal.
If all parties to a case are participants in CM/ECF, the Court’s Notice of Electronic Filing (“NEF”), automatically generated for each document filed, shall serve as the certificate of service; i.e., no separate certificate of service shall be filed.
If the parties to a case are not all participants in CM/ECF, or if a document is not filed electronically because, e.g., it is filed under seal or is voluminous, the original of any pleading or other paper filed with the Court and required to be served shall have attached either:
Young Conaway Comment 2007: As amended in 2007, Rule 5.2 no longer requires certificates of service for those Court filings where all parties are case participants in CM/ECF. Exceptions to this general Rule include such things as documents filed under seal or voluminous filings, and of course those documents that are not filed with the Court such as discovery requests and responses. It further eliminates the separate requirement for service of letters as they are also to be filed with the Court via CM/ECF and therefore should follow the same service requirements as all other papers filed with the Court.
(1) A certificate of service by a member of the Bar of this Court; or
(2) In pro se cases, a certification by the pro se party showing how service has been made.
Originals and Copies of Filed Documents.
When a party electronically files a document, the electronically filed copy is deemed the original. One paper copy of the following papers shall be furnished to the Clerk, unless otherwise ordered by the Court: pleadings, stipulations, motions, responses to motions, briefs, memoranda of points and authorities, appendices, and proposed pretrial orders in conformance with D. Del. LR 16.3(c).
Young Conaway Comment 2007: As amended in 2007, this Rule makes clear that the electronically filed version of the documents is considered the original document. Only one additional paper copy of the documents listed in the Rule must be filed with the Clerk’s office. This is in addition to any specific requirements from Chambers on the number of courtesy copies required. For instance, Chief Judge Sleet requires two additional copies to be filed of any briefs (but not letters or motions). The Rule also no longer requires the filing party to serve two copies of the documents on Delaware counsel.
(a) Service With Filing.
In cases involving pro se parties, all requests for discovery under Fed. R. Civ. P. 26, 30, 31, 33 through 36, and answers and responses thereto, shall be served upon other counsel or parties and filed with the Court.
(b) Service Without Filing.
Consistent with Fed. R. Civ. P. 5(a), in cases where all parties are represented by counsel, all requests for discovery under Fed. R. Civ. P. 26, 30, 31, 33 through 36 and 45, and answers and responses thereto, and all required disclosures under Fed. R. Civ. P. 26(a), shall be served upon other counsel or parties but shall not be filed with the Court. In lieu thereof, the party requesting discovery and the party serving responses thereto shall file with the Court a “Notice of Service” containing a certification that a particular form of discovery or response was served on other counsel or opposing parties, and the date and manner of service.
(1) Filing the notice of taking of oral depositions required by Fed. R. Civ. P. 30(b)(1) and 30(b)(6), and filing of proof of service under Fed. R. Civ. P. 45(b)(3) in connection with subpoenas, will satisfy the requirement of filing a “Notice of Service.”
(2) The party responsible for service of the request for discovery and the party responsible for the response shall retain the originals and become the custodians of them. The party taking an oral deposition shall be custodian of the original deposition transcript; no copy shall be filed except pursuant to subparagraph (3). Unless otherwise ordered, in cases involving out-of-state counsel, local counsel shall be the custodians.
(3) If depositions, interrogatories, requests for documents, requests for admissions, answers, or responses are to be used at trial or are necessary to a pretrial or post trial motion, the verbatim portions thereof considered pertinent by the parties shall be filed with the Court when relied upon.
(4) When discovery not previously filed with the Court is needed for appeal purposes, the Court, on its own motion, on motion by any party, or by stipulation of counsel, shall order the necessary material delivered by the custodian to the Court.
(5) The Court on its own motion, on motion by any party, or on application by a non-party, may order the custodian to file the original of any discovery document.
III. Pleadings and Motions
Statement Required to be Filed with Nondispositive Motions.
Except for civil cases involving pro se parties or motions brought by nonparties, every nondispositive motion shall be accompanied by an averment of counsel for the moving party that a reasonable effort has been made to reach agreement with the opposing party on the matters set forth in the motion. Unless otherwise ordered, failure to so aver may result in dismissal of the motion. For purposes of this Rule, "a reasonable effort" must include oral communication that involves Delaware counsel for any moving party and Delaware counsel for any opposing party.
Young Conaway Comment 2007: Every non-dispositive motion needs to be accompanied by a statement that a reasonable effort has been made to reach agreement with the opposing party on the matters set forth in the motion. Failure to provide such a statement can result in the motion being dismissed where the Rule prior to 2007 only stated that the Court would not entertain motions without a Rule 7.1.1 statement.
Young Conaway Comment 2016: The 2016 amendment codifies the Court’s preference, and now makes mandatory, that Delaware counsel orally communicate regarding the matters set forth in a non-dispositive motion prior to filing.
(a) In General.
Unless otherwise ordered, all requests for relief shall be presented to the Court by motion. A moving party must clearly articulate within the body of the motion the relief requested and the grounds in support thereof, or must accompany the motion with either a supporting brief or a memorandum of points and authorities. Unless otherwise ordered, the responsive papers shall be in the form adopted by the moving party; i.e., if the moving party files a motion accompanied by a brief, the responsive paper should be a brief. An appendix may be filed with any brief.
Unless otherwise ordered, once a motion has been deemed served, the response thereto shall be filed within 14 days, as calculated consistent with Fed. R. Civ. P. 6(a) and CM/ECF Procedures. Once the responsive papers have been deemed served, the moving party may file a reply within 7 days, as calculated consistent with Fed. R. Civ. P. 6(a) and CM/ECF Procedures. Except for the citation of subsequent authorities, no additional papers shall be filed absent Court approval.
(c) Bankruptcy Appeals.
Bankruptcy appeals shall be exempt from the requirements of this Rule, and shall instead conform to the requirements of the Federal Rules of Bankruptcy Procedure and Part VIII of the Local Rules of Bankruptcy Practice and Procedure of the United States Bankruptcy Court of the District of Delaware.
Young Conaway Comment 2007: The 2007 revised Rule made clear that any and all requests for relief (unless otherwise ordered) need be made by motion. Again, it is important to note that the individual Judges’ procedures as to requesting relief should be referred to before filing a motion in a case. The Rule does not require notice of motion. The Rule further provides that when responding to a motion, the responsive papers must be in the same format as the opening papers. (For example, if plaintiff files a motion and a brief, the defendant must file an answering brief.) The time for filing a response to any motion was set at 10 days “as calculated consistent with Fed. R. Civ. P. 6(a) and (e) and CM/ECF Procedures.” Once the responsive papers are filed, the moving party had 5 days to file its reply, again “as calculated consistent with Fed. R. Civ. P. 6(a) and (e) and CM/ECF Procedures.” No additional papers, such as a sur-reply, are allowed without Court approval, except for the citation of subsequent authorities. Notably absent from Amended Rule 7.1.2. (2007) is the statement that a party may waive its rights to file a brief on notice to the Court.
Young Conaway Comment 2010: Rule 7.1.2 has been revised to correspond to the timing changes in the 2009 Amendments to the Federal Rules of Civil Procedure. All answering/responsive papers are now due 14 days after the motion is filed and replies are due 7 days after the responsive papers. These dates are calculated in accordance with Fed. R. Civ. P. 6(a) which includes all intervening Saturdays, Sundays and legal holidays when calculating deadlines. The amendment also makes clear by relying on the Federal Rules that the “3 day rule” still applies.
Young Conaway Comment 2016: The 2016 amendment added section (c), conforming the rule with the Federal Rules of Bankruptcy Procedure and the Local Rules of Bankruptcy Practice and Procedure of the United States Bankruptcy Court for the District of Delaware.
Form and Contents of Briefs, Memoranda of Points and Authorities, and Appendices.
(a) To the extent applicable and consistent with CM/ECF Procedures, papers shall comply with the following requirements regarding form, unless otherwise ordered:
(b) Contents of Memoranda of Points and Authorities.
(1) Covers. On the front cover of each brief, memorandum of points and authorities, and appendix, there shall be the name of the Court, the caption of the case, the civil action number, a description of the paper’s nature, the date of filing, the name and designation of the party for whom the paper is filed, and the name, Delaware bar identification number, address, and telephone number of counsel by whom it is filed.
(2) Format. All briefs and memoranda shall be printed in at least 12 point type, and shall be double-spaced with at least 1 inch margins. To the extent paper copies of briefs, memoranda, and/or appendices are filed with the Court, they shall be firmly bound at the left margin.
(3) Page Numbering of Appendices. Pages of an appendix shall be numbered separately at the bottom. Transcripts and other papers reproduced in a manner authorized by this Rule shall be included in the appendix both with original and appendix pagination.
(4) Length. No opening or answering brief shall exceed 20 pages, and no reply brief shall exceed 10 pages, in each instance exclusive of any table of contents or table of citations.
(5) Form of Citations. Citations shall be made in accordance with “A Uniform System of Citation,” published and distributed from time to time by the Harvard Law Review Association. Citations to the National Reporter System must be included, except as to United States Supreme Court decisions where the official citation shall be used.
(6) Citation by Docket Number. References to earlier-filed papers in any civil action shall include a citation to the docket item number as maintained by the Clerk in the following format: “D.I.” followed by the docket item number of the paper.
(7) Unreported Opinions. If an opinion is cited which is neither reported in the National Reporter System nor available on either WESTLAW or LEXIS, a copy of such opinion shall be attached to the document which cites it or shall otherwise be provided to the Court.
Memoranda of points and authorities shall include the legal propositions urged by the party, succinctly stated, as well as citations to those cases and legal authorities supporting each such legal proposition. No further legal argument shall be included.
(c) Contents of Briefs.
(1) Opening and Answering Briefs. The opening and answering brief shall contain the following, under distinctive titles, in the listed order:
(d) Contents of Appendices.
(2) Reply Briefs. The party filing the opening brief shall not reserve material for the reply brief which should have been included in a full and fair opening brief. There shall not be a repetition of materials contained in the opening brief. A table of contents and a table of citations, as required above, shall be included in the reply brief.
(A) A table of contents setting forth the page number of each section, including all headings, designated in the body of the brief.
(B) A table of citations of cases, statutes, rules, textbooks and other authorities, alphabetically and/or numerically arranged. If a brief does not contain any citations therein, a statement to this effect should be placed under this heading.
(C) A statement of the nature and stage of the proceedings.
(D) A summary of argument, setting forth in separately numbered paragraphs the legal propositions upon which the party relies.
(E) A concise statement of facts, with supporting references to the record, presenting the background of the questions at issue. Each party shall be referred to as “plaintiff” or “defendant,” as the case may be, or by the name or other appropriate designation which makes identity clear. The answering counterstatement of facts need not repeat facts recited in the opening brief.
(F) An argument, divided under appropriate headings distinctly setting forth separate points.
(G) A short conclusion stating the precise relief sought.
Each appendix shall contain a paginated table of contents and may contain such parts of the record relevant to the questions presented. The portions of the record included in the appendix shall be arranged in chronological order. Duplication of material shall be avoided. If evidence in a foreign language is included in any appendix, an English translation (along with a certification that the translation is true and correct) shall also be included in the appendix.
(e) Joint Appendix.
The parties may agree on a joint appendix, which shall be bound separately.
(f) Bankruptcy Appeals.
Bankruptcy appeals shall be exempt from the requirements of this Rule, and shall instead conform to the requirements of the Federal Rules of Bankruptcy Procedure and Part VIII of the Local Rules of Bankruptcy Practice and Procedure of the United States Bankruptcy Court for the District of Delaware, provided, however, that this Court may accept documents that do not meet all of the requirements of Federal Rule of Bankruptcy Procedure 8015.
Young Conaway Comment 2007: Rule 7.1.3(a) as amended in 2007 states the formatting requirements for briefs and memorandum of points and authorities in addition to those set forth in Rule 5.1.1. It further provides that the pages of an appendix must be consecutively numbered and arranged in chronological order. Absent from the Amended Rule is the provision that allows a party to rely in briefs or at oral argument on record portions that are not in the appendix. No unreported opinions need to be attached to the brief unless they are not available from a National Reporter, LEXIS or Westlaw.
Young Conaway Comment 2010: Rule 7.1.3 has been amended to limit opening and answering briefs to 20 pages and all reply briefs to 10 pages.
Young Conaway Comment 2016:The 2016 amendment added section (f), conforming the rule with the Federal Rules of Bankruptcy Procedure and the Local Rules of Bankruptcy Practice and Procedure of the United States Bankruptcy Court for the District of Delaware.
7.1.4. Oral Argument
Oral argument on any motion may be scheduled upon the application of a party, or sua sponte by Court order. An application for oral argument shall be in writing and shall be made no later than 7 days after service of a reply brief. An application for oral argument may be granted or denied, in the discretion of the Court. Bankruptcy appeals shall be exempt from the requirements of this Rule, and shall instead conform to the requirements of the Federal Rules of Bankruptcy Procedure and Part VIII of the Local Rules of Bankruptcy Practice and Procedure of the United States Bankruptcy Court for the District of Delaware.
Young Conaway Comment 2010: Rule 7.1.4 has been revised to reflect that a written application for oral argument shall be made no later than 7 days after service of a reply brief. The prior rule required the request to be made within 3 days after service of the reply brief.
Young Conaway Comment 2016:
The 2016 amendment exempted bankruptcy appeals from this rule, conforming the rule with the Federal Rules of Bankruptcy Procedure and the Local Rules of Bankruptcy Practice and Procedure of the United States Bankruptcy Court for the District of Delaware.
Motions for reargument shall be sparingly granted. If a party chooses to file a motion for reargument, said motion shall be filed within 14 days after the Court issues its opinion or decision, with the exception of motions filed pursuant Fed. R. Civ. P. 59(e), which shall be filed in accordance with the time limits set forth in Fed. R. Civ. P. 59(e). The motion shall briefly and distinctly state the grounds therefore. Within 14 days after filing of such motion, the opposing party may file a brief answer to each ground asserted in the motion. Motions for reargument and any answers thereto shall not exceed 10 pages. The Court will determine from the motion and answer whether reargument will be granted.
Motions for reargument on a ruling made by a Magistrate Judge pursuant to Fed. R. Civ. P. 72 are not permitted. A party seeking review of an order, decision or recommendation disposition issued by a Magistrate Judge pursuant to Fed. R. Civ. P. 72 shall be limited to the filing of objections permitted under Fed. R. Civ. P. 72 and D. Del. LR 72(b). In conformance with D. Del. LR 72(b), a party filing such objections shall identify the appropriate standard of review in presenting such objections.
Bankruptcy appeals shall be exempt from the requirements of this Rule, and shall instead conform to the requirements of the Federal Rules of Bankruptcy Procedure and Part VIII of the Local Rules of Bankruptcy Practice and Procedure of the United States Bankruptcy Court for the District of Delaware.
Young Conaway Comment 2007: This Rule setting forth the procedures for moving for reargument was revised in 2007 to state, “[R]eargument shall be sparingly granted.” It also changed the language for a party’s time to file such a motion from 10 days after the Court files its opinion or decision to 10 days after it issues its opinion.
Young Conaway Comment 2010: This Rule has been amended to add a subpart (b) and additional language to subpart (a). Specifically, 7.1.5(a) has been amended to change the time for filing a motion for reargument to 14 days (instead of 10) after the court issues an opinion or decision. The opposing party may then file any opposition 14 days (instead of 10) after the motion was filed. The Rule also explicitly states that it does not include motions filed under Fed. R. Civ. P. 59(e) which provides that motions to amend or alter the judgment be filed within 28 days after the entry of judgment. Subpart (b) was added to make clear that a party seeking review of a Magistrate Judge’s order, decision or recommendation is limited to filing objections and that party cannot also file a motion for reargument before either the Magistrate or District Court Judge.
Young Conaway Comment 2016: The 2016 amendment revised section (b), clarifying and confirming that motions for reargument of Magistrate Judge rulings are not permitted. Only objections per Fed. R. Civ. P. 72 may be filed and, in conformance with D. Del. LR 72(b), the objecting party must identify the appropriate standard of review. The 2016 amendment also added section (c), conforming the rule with the Federal Rules of Bankruptcy Procedure and the Local Rules of Bankruptcy Practice and Procedure of the United States Bankruptcy Court for the District of Delaware
Request for Three-Judge District Court.
If a party believes a civil action or proceeding must be heard by a three-judge district court, the notation “Three-Judge District Court Requested” or the equivalent shall be included on the front page immediately following the title of the first pleading filed in such action or proceeding. The basis for the request shall be set forth in the pleading or in a brief statement attached thereto. The words “Three-Judge District Court Requested” or the equivalent on a pleading is a sufficient request under 28 U.S.C. § 2284.
Young Conaway Comment 2007: Prior to 2007, when requesting a three-judge court, the party did not need to set forth a statement of the basis for the request if it was apparent from the pleading. The 2007 Amended Rule seems to require such a statement regardless. The 2007 Amended Rule also eliminates the filing of an original and three copies in such three-judge cases. Finally, it eliminates the prior provision that failure to comply with the Rule is not grounds to fail to convene or dissolve a three-judge court.
(a) Demand for damages.
Pleading Claim for Unliquidated Damages.
A pleading setting forth a claim for relief in the nature of unliquidated monetary damages shall state in the ad damnum clause a demand specifying the nature of the damages claimed, e.g., “compensatory,” “punitive,” or both, but shall not claim any specific sum. The statement of jurisdiction required by Fed. R. Civ. P. 8(a)(1) shall set forth any minimum amount needed to invoke jurisdiction of the Court, but no other.
(b) Statement of damages.
Within 14 days after service of a written request by another party, the party filing the pleading shall furnish the requesting party with a written statement of the amount of damages claimed. Unless required by Court order, such statement shall not be filed with the Court.
Young Conaway Comment 2010: Rule 9.4(b) has been amended to change the timing of serving a written statement of the amount of damages claimed from 10 days after service of a written request to 14 days after the request.
Form of a Motion to Amend and Its Supporting Documentation.
A party who moves to amend a pleading shall attach to the motion:
(a) The proposed pleading as amended, complete with a handwritten or electronic signature; and
(b) A form of the amended pleading which shall indicate in what respect it differs from the pleading which it amends, by bracketing or striking through materials to be deleted and underlining materials to be added.
If the motion to amend is granted, the proposed amended pleading, as executed above, shall be docketed by the Court as the amended pleading. Service shall be accomplished consistent with the Fed. R. Civ. P. and these Rules.
Young Conaway Comment 2007: The “amendment” Rule was revised in 2007 to provide that only one copy of the amended pleading needs to be attached (with signature) along with a redlined copy. The prohibition against incorporating a prior pleading by reference into the proposed amended pleading is not contained in the new Rule and the Rule does not include a safe harbor provision whereby failing to comply with the Rule would not be grounds for denial of the motion. The date of filing of the amended pleading is not particularly clear under the new Rule as it provides that if the motion is granted the proposed amended pleading would become the official docketed pleading. It appears that the amended pleading is deemed filed when the order granting the motion to amend is docketed.
(a) Parties to confer.
Fed. R. Civ. P. 16(b) Scheduling Conference.
When, in its discretion, the Court directs counsel for the parties and any unrepresented parties to participate in a Fed. R. Civ. P. 16(b) scheduling conference, the parties shall confer prior to the conference to discuss pretrial management issues, including the possibility of settlement.
(b) Matters to consider.
Matters to be considered at the scheduling conference may include, in addition to the items specified in Fed. R. Civ. P. 16(b) and 16(c), the following matters:
Young Conaway Comment 2007: Former D. Del. LR 16.1 entitled Complex Cases has been deleted.
Young Conaway Comment 2007: Amended Rule 16.1 is similar to former Rule 16.2; however it removed the requirement for an initial telephone conference. The matters to be considered at the Rule 16 conference have been changed to remove complex case issues (former D. Del. LR 16.1. entitled Complex Cases has been deleted), voluntary mediation/arbitration, and adds the number of interrogatories and requests for admission, the number and location of depositions, and the procedures for discovery disputes. The Amended Rule also eliminates the requirement that the Court set a trial date.
(1) The schedule applicable to the case, including a trial date, if appropriate;
(2) The number of interrogatories and requests for admissions to be allowed by any party and the number and location of depositions;
(3) How discovery disputes are to be resolved;
(4) The briefing practices to be employed in the case, including what matters are or are not to be briefed and the length of briefs; and
(5) The possibility of settlement.
Exemptions from Fed. R. Civ. P. 16(b) and 26(f).
The following categories of action are exempt from the scheduling conference and order requirements of Fed. R. Civ. P. 16(b) and 26(f):
Young Conaway Comment 2007: Former D. Del. LR 16.3 is now Rule 16.2.
(a) All actions in which one of the parties appears pro se and is incarcerated;
(b) All actions for judicial review of administrative decisions of government agencies or instrumentalities where the review is conducted on the basis of the administrative record;
(c) Prize proceedings, actions for forfeitures and seizures, for condemnations, or for foreclosure of mortgages or sales to satisfy liens of the United States;
(d) Bankruptcy appeals;
(e) Proceedings for admission to citizenship or to cancel or revoke citizenship;
(f) Proceedings for habeas corpus or in the nature thereof, whether addressed to federal or state custody;
(g) Proceedings to compel arbitration or to confirm or set aside arbitration awards;
(h) Proceedings to compel the giving of testimony or production of documents under a subpoena or summons issued by an officer, agency or instrumentality of the United States not provided with authority to compel compliance;
(i) Proceedings to compel the giving of testimony or production of documents in connection with discovery, or testimony de bene esse, or for perpetuation of testimony for use in a matter pending or contemplated in a United States District Court of another District;
(j) Proceedings for the temporary enforcement of orders of the National Labor Relations Board;
(k) Civil actions for recovery of erroneously paid educational assistance; and
(l) Proceedings for execution on a judgment pursuant to Fed. R. Civ. P. 64 or 69 or 28 U.S.C. Chapter 127.
(a) In general.
Pretrial Conference and Procedure.
Unless otherwise ordered, in all civil cases for which a trial is scheduled, a pretrial conference shall be held. If no trial date has been scheduled, any party may request a pretrial conference following the completion of discovery and any scheduled motion practice.
(b) Attendance by counsel.
Unless otherwise ordered, counsel who will conduct the trial are required to attend the pretrial conference. Failure to so attend or to otherwise cooperate in trial preparation may result, after notice, in the imposition of sanctions.
(c) Proposed pretrial order.
Prior to the pretrial conference, counsel for all parties shall meet and confer in order to premark and exchange all trial exhibits and otherwise discuss the contents of the proposed pretrial order, which shall include the following:
(1) A statement of the nature of the action, the pleadings in which the issues are raised (e.g., third amended complaint and answer) and whether counterclaims, crossclaims, etc., are involved;
(2) The constitutional or statutory basis of federal jurisdiction, together with a brief statement of the facts supporting such jurisdiction;
(3) A statement of the facts which are admitted and require no proof;
(4) A statement of the issues of fact which any party contends remain to be litigated;
(5) A statement of the issues of law which any party contends remain to be litigated, and a citation of authorities relied upon by each party;
(6) A list of premarked exhibits which each party intends to offer at trial, along with citations to the Federal Rules of Evidence to note any objections thereto lodged by any other party;
(7) The names of all witnesses a party intends to call to testify, whether the witness will testify in person or by deposition and, if by deposition, a list of deposition designations;
(8) A brief statement of what plaintiff intends to prove in support of plaintiff’s claims, including the details of the damages claimed or of other relief sought;
(9) A brief statement of what the defendant intends to prove as defenses;
(10) Statements by counterclaimants or crossclaimants comparable to that required of plaintiff;
(11) Any amendments of the pleadings desired by any party with a statement whether it is unopposed or objected to and, if objected to, the grounds therefore;
(12) A certification that the parties have engaged in a good faith effort to explore the resolution of the controversy by settlement;
(13) Any other matters which the parties deem appropriate.
Unless otherwise ordered or agreed to by the parties and approved by the Court:
Young Conaway Comment 2007: Former D. Del. LR 16.4 is now Rule 16.3.
Young Conaway Comment 2007: This Rule relating to the pretrial conference and order changed dramatically in 2007 from its previous version. The Amended Rule eliminates the requirement for an attorney conference, but it does provide for a schedule for the parties to exchange drafts of the pretrial order in advance of filing. The schedule provided that plaintiff must send a draft pretrial order to all parties no less than 30 days before the pretrial order is to be filed with the Court; at least 15 days prior to the pretrial order due date all other parties need to provide the plaintiff with their parts of the order and any responses to plaintiff’s draft order; the plaintiff must file the pretrial order at least 5 days prior to the pretrial conference. (Previously the order had to be filed 3 days prior to the conference.) The proposed pretrial order, in addition to those content requirements set forth in the earlier Rule, now also must contain the parties’ deposition designations.
Young Conaway Comment 2010: Rule 16.3 has been amended to require that all parties (other than plaintiff(s)) are to provide the opposing side with their responses to the plaintiff’s draft pretrial order no less than 14 days before the order is due. Plaintiff must then file the executed pretrial order no later than 7 days before the pretrial conference.
(1) The plaintiff shall provide a draft pretrial order to all other parties no less than 30 days before the pretrial order is to be filed with the Court. The draft shall include proposed language for the sections of the pretrial order jointly submitted by all parties, as well as the sections relating to the plaintiff’s case. If the parties have not yet exchanged trial exhibits, the plaintiff shall provide all other parties with a copy of, or reasonable access to, the plaintiff’s proposed trial exhibits.
(2) No less than 14 days before the pretrial order is to be filed with the Court, all other parties shall provide the plaintiff and each other party with their responses to the plaintiff’s draft order. Such responses shall include the party’s response to the plaintiff’s proposed language for the sections of the pretrial order to be jointly submitted by all parties, as well as the sections relating to the party’s case. If the parties have not yet exchanged trial exhibits, the party shall provide plaintiff and each other party with a copy of, or reasonable access to, the party’s proposed trial exhibits.
(3) The parties shall thereafter meet and confer in good faith such that the plaintiff may file the pretrial order in conformity with this Rule.
(4) At least 7 days prior to the pretrial conference, the plaintiff shall file with the Clerk an executed copy of the proposed pretrial order, which shall include the matters described in subsection (c) above, as well as the following language: “This order shall control the subsequent course of the action, unless modified by the Court to prevent manifest injustice.”
Requests for Extensions of Deadlines.
Unless otherwise ordered, a request for an extension of deadlines for completion of discovery or postponement of the trial shall be made by motion or stipulation prior to expiration of the date deadline, and shall include the following:
(a) The reasons for the request; and
(b) Either a supporting affidavit by the requesting counsel’s client or a certification that counsel has sent a copy of the request to the client.
Young Conaway Comment 2007: Former D. Del. LR 16.5 is now Rule 16.4.
Designation of “Class Action” in the Caption.
In any case sought to be maintained as a class action, the complaint or other pleading asserting a class action shall include, next to its caption, the legend “Class Action.”
V. DEPOSITIONS AND DISCOVERY
Form of Certain Discovery Papers.
(a) Sequential Numbering. Each party shall number sequentially each interrogatory or request it submits; the responses thereto shall be numbered consistently. Each subpart of an interrogatory or request shall be counted as a separate interrogatory or request.
(b) Form of Responses. The party answering, responding, or objecting to interrogatories or requests served pursuant to Fed. R. Civ. P. 33, 34 or 36 may state any general objections and then shall quote each such interrogatory or request in full immediately preceding the substance of the answer, response, or objection thereto.
Young Conaway Comment 2007: Rule 26.1, as amended in 2007, eliminates the limits on interrogatories set forth in the prior Rule, in accord with the Federal Rules of Civil Procedure, and further removes the language that there can be no limit on document requests, requests for admission or depositions.
If any documents are deemed confidential by the producing party and the parties have not stipulated to a confidentiality agreement, until such an agreement is in effect, disclosure shall be limited to members and employees of the firm of trial counsel who have entered an appearance and, where appropriate, have been admitted pro hac vice
. Such persons are under an obligation to keep such documents confidential and to use them only for purposes of litigating the case.
Reasonable Notice for Taking Depositions.
Unless otherwise ordered by the Court, “reasonable notice” for the taking of depositions under Fed. R. Civ. P. 30(b)(1) and 30 (b)(6) shall be not less than 10 days.
Young Conaway Comment 2007: Amended Rule 30.1 provided that “reasonable notice” for a deposition is 7 days instead of the previous 5 days under the old Rule.
Young Conaway Comment 2010: Rule 30.1 has been amended to provide that “reasonable notice” for a deposition is now no less than 10 days (instead of 7).
Pending resolution of any motion under Fed. R. Civ. P. 26(c) or 30(d), or such other form of application for relief as the Court may prescribe, neither the objecting party, witness, nor any attorney is required to appear at a deposition to which a motion is directed until the motion is resolved.
Who May Attend Deposition.
Unless otherwise ordered by the Court, or agreed to by all parties, a deposition may be attended only by:
(a) The deponent;
(b) Counsel for any party and members and employees of their firms; (c) A party who is a natural person;
(d) An individual who has been designated by counsel to represent a party that is not a natural person;
(e) Counsel for the deponent; and
(f) Any consultant or expert designated by counsel for any party.
If a protective order has been entered, any person who is not authorized under the order to have access to documents or information designated confidential may be excluded while a deponent is being examined about such confidential document or information.
Procedures for Recording Depositions.
An oral deposition to be electronically or magnetically recorded shall begin by the operator stating on the record:
(1) The operator’s name and address;
(2) The name and address of the operator’s employer;
(3) The date, time and place of the deposition;
(4) The caption of the case;
(5) The name of the deponent; and
(6) The party on whose behalf the deposition is being taken.
(7) The officer before whom the deposition is taken shall then identify himself or herself and swear the deponent on the record.
At the conclusion of the deposition, the operator shall state on the record that the deposition is concluded. When the length of the deposition requires the use of more than one electronic file or recorded media, the end of each file or recorded media and the beginning of each succeeding file or recorded media shall be announced on the record by the operator.
(c) Timing by Digital Clock.
The deposition shall be timed by a digital clock on the record which shall record and show continually each hour, minute and second of the deposition.
Counsel for the party taking the deposition shall take custody of and be responsible for the safeguarding of the recorded media. The custodian shall permit the viewing of the electronic file or recorded media, and shall provide a copy of such upon the request and at the cost of a party.
Original Deposition Transcripts.
It shall be the duty of the party on whose behalf the deposition was taken to make certain that the officer before whom it was taken has delivered the original transcript to such party.
Young Conaway Comment 2007: Rule 30.5, as revised in 2007, no longer allows the Clerk to unseal deposition transcripts filed by the parties.
Depositions Upon Oral Examination.
From the commencement until the conclusion of deposition questioning by an opposing party, including any recesses or continuances, counsel for the deponent shall not consult or confer with the deponent regarding the substance of the testimony already given or anticipated to be given, except for the purpose of conferring on whether to assert a privilege against testifying or on how to comply with a court order.
Young Conaway Comment 2007: This Rule was added in 2007 and codifies the long-standing Delaware prohibition against any discussion between the deponent and his/her counsel regarding the substance of the deposition testimony any time between the beginning and end of the deposition, including breaks, except regarding privilege or conferring about how to comply with a Court order. Furthermore, counsel cannot suggest to the witness the manner in which they should answer questions.
Discovery Motions to Include the Discovery at Issue.
Any discovery motion filed pursuant to Fed. R. Civ. P. 26 through 37 shall include, in the motion itself or in a memorandum, a verbatim recitation of each interrogatory, request, answer, response, or objection which is the subject of the motion or shall have attached a copy of the actual discovery document which is the subject of the motion.
Notation of “Jury Demand” on the Pleading.
If a party demands a jury trial by endorsing it on a pleading, as permitted by Fed. R. Civ. P. 38(b), a notation shall be placed in the caption of the pleading stating “Demand For Jury Trial” or the equivalent. This notation will serve as a sufficient demand under Fed. R. Civ. P. 38(b).
Young Conaway Comment 2007: Prior to 2007, a party’s demand for a jury was to be set forth following the title of the first pleading and was usually placed in the introductory paragraph of the pleading. The Amended Rule states that the demand should be noted in the caption of the pleading and say “Demand for Jury Trial” or the equivalent.
(a) Assigned Judge.
Assignment of Cases; Duty Judge.
Each case will be assigned to a Judge. All matters pertaining to a case will be heard by the Judge to whom it has been assigned, unless otherwise ordered.
(b) Duty Judge.
Each week on a rotating basis, one judge will be designated as “Duty Judge”. The Duty Judge may perform the following functions, among others:
(1) Act upon any motion for a preliminary injunction, temporary restraining order or other relief in a case which has not yet been assigned to a Judge;
(2) Act in lieu of the Judge to whom a case is assigned, whenever the assigned Judge is absent from the courthouse and cannot feasibly return prior to the expiration of the time within which judicial action is required;
(3) Admit attorneys to the Bar of this Court.
Dismissal for Failure to Prosecute.
Subject to the provisions of Fed. R. Civ. P. 23 and 23.1, in each case pending wherein no action has been taken for a period of 3 months, the Court may, on its motion or upon application of any party, and after reasonable notice and opportunity to be heard, enter an order dismissing such case unless good reason for the inaction is given. After any such application or notice from the Court, no application for a continuance or any proceeding taken under the discovery rules shall be deemed to toll the operation of this Rule.
Young Conaway Comment 2007: The 2007 Amended Rule explicitly requires notice and an opportunity to be heard before a case can be dismissed for failure to prosecute.
Witnesses Conferring with Counsel During Testimony.
Once direct examination of a witness is concluded and until cross examination of that witness is concluded, counsel offering the witness on direct examination shall not:
Young Conaway Comment 2007: This Rule, added in 2007, codified what has been the long-standing procedure in this Court to prohibit a witness from conferring with counsel while giving testimony on cross- examination.
(a) Consult or confer with the witness regarding the substance of the witness’ testimony already given or anticipated to be given, except for the purpose of conferring on whether to assert a privilege against testifying or on how to comply with a court order; or
(b) Suggest to the witness the manner in which any questions should be answered.
(a) Voir Dire Conducted by the Court.
Voir Dire of Jurors.
Unless otherwise ordered by the Court:
(1) The voir dire of the petit jury panel shall be conducted by the Court.
(2) Any party desiring special voir dire questions of the jury panel must file a suggested form of voir dire questions at least 3 business days before the pretrial conference.
After all challenges for cause have been exercised and determined, the deputy clerk shall draw and announce the members of the panel as to which peremptory challenges may be exercised. Except when the Court has directed otherwise, peremptory challenges to which each party may be entitled under 28 U.S.C. § 1870 shall be exercised as follows: The plaintiff and defendant each may exercise 3 challenges, with plaintiff having the first, third and fifth opportunities to challenge and the defendant having the second, fourth, and last opportunities.
Young Conaway Comment 2007: The 2007 Amended Rule no longer requires the parties to file their voir dire in triplicate. It further eliminates prior language that prevented a passing party to make additional challenges once they pass on a preemptory challenge. Although, it remains to be seen whether actual practice will change.
Communications with Jurors.
Unless otherwise permitted to do so by the Court, a lawyer shall not communicate with a prospective juror, or with a juror after discharge of the jury.
Young Conaway Comment 2007: This Rule, added in 2007, prohibits lawyers from communicating with prospective jurors or with jurors after discharge of the jury unless the Court otherwise allows such communications.
Number of Jurors.
The jury in all civil jury cases shall consist of not fewer than 6 and not more than 12 members, except that the parties may stipulate that the jury in any such case shall consist of any number less than 6.
Instructions to the Jury and Special Verdicts and Interrogatories.
Unless otherwise ordered by the Court:
Young Conaway Comment 2007: Under the new Rule, added in 2007, a party no longer needs to file jury instructions or special verdict forms in triplicate.
Young Conaway Comment 2010: The 2010 Amendments now require the jury instructions and special verdict form 3 business days before the pretrial conference.
(a) Instructions 3 Business Days Before Pretrial Conference. Prior to the pretrial conference of any jury trial, counsel for all parties must confer about the instructions and, at least 3 business days before the pretrial conference, counsel for plaintiff shall file written instructions reasonably anticipated to be made upon which all parties agree. If there are differences that cannot be resolved, each party shall submit its own form of proposed jury instructions in the specific area or areas where there is disagreement, accompanied by citation to supporting authority.
(b) Format. The written instructions shall contain a table of contents. All proposed jury instructions shall carry a descriptive title and all pages of the proposed jury instructions shall be numbered in such a way as to identify, next to each number, whether it has been submitted jointly, by plaintiff(s) or by defendant(s).
(c) Special Verdict or Interrogatories 3 Business Days Before Pretrial Conference. Any party desiring a special verdict or interrogatories, as provided for in Fed. R. Civ. P. 49, must file a suggested form of special verdict or suggested interrogatories at least 3 business days before the pretrial conference.
RULE 54.1. Taxation of Costs.
(b) Items Taxable as Costs.
(1) Unless otherwise ordered by the Court, the prevailing party shall be entitled to costs. The party shall, within 14 days after the time for appeal has expired or within 14 days after the issuance of the mandate of the appellate court, file a bill of costs. Failure to comply with the time limitations of this Rule shall constitute a waiver of costs, unless the Court otherwise orders or counsel are able to agree on the payment of costs. In the latter case, no bill of costs need be filed.
(2) The bill of costs shall clearly describe each item of cost and comply with the provisions of 28 U.S.C. § 1924.
(3) Within 14 days after service by any party of a bill of costs, any other party may serve and file specific objections to any item, with detailed justification.
(4) Not less than 28 days after receipt of a party’s bill of costs, the Clerk, after consideration of any objections, shall tax costs and serve copies of the bill of costs as allowed on all parties in accordance with Fed. R. Civ. P. 5.
(c) Party Entitled to Costs.
(1) In General. Costs shall be taxed in conformity with the provisions of 28 U.S.C. §§ 1920, 1921, and 1923, and such other provisions of law as may be applicable and the remaining paragraphs of subpart (b) of this Rule.
(2) Transcripts Fees. The costs of the originals of a trial transcript, a daily transcript and of a transcript of matters prior or subsequent to trial, furnished to the Court, are taxable when requested by the Court or prepared pursuant to stipulation. Mere acceptance by the Court does not constitute a request. Copies of transcripts for counsel’s own use are not taxable.
(3) Deposition Costs. The reporter’s reasonable charge for the original and one copy of a deposition and the reasonable cost of taking a deposition electronically or magnetically recorded are taxable only where a substantial portion of the deposition is used in the resolution of a material issue in the case. Charges for counsel’s copies and the expenses of counsel in attending depositions are not taxable, regardless of which party took the deposition. Notary fees incurred in connection with taking depositions are taxable.
(4) Witness Fees, Mileage and Subsistence. The rates for witness fees, mileage and subsistence are fixed by 28 U.S.C. § 1821. Such fees are taxable even though the witness does not take the stand, provided the witness attends Court. Witness fees and subsistence are taxable only for the reasonable period during which the witness is within the district. Subsistence to the witness under 28 U.S.C. § 1821 is allowable if the distance from the Court to the residence of the witness is such that mileage fees would be greater than subsistence fees, if the witness were to return to his/her residence from day to day. No party shall receive witness fees for testifying in its own behalf, but this shall not apply where a party is subpoenaed to attend Court by the opposing party. Witness fees for officers of a corporation are taxable if the officers are not defendants and recovery is not sought against the officers individually. Unless otherwise provided by statute, fees of expert witnesses are not taxable in an amount greater than that statutorily allowable for ordinary witnesses. The reasonable fee of an interpreter is taxable if the fee of the witness involved is taxable.
(5) Exemplification and Copies of Papers. The cost of copies of an exhibit necessarily attached to a document required to be filed and served is taxable. The cost of one copy of a document is taxable when admitted into evidence. The cost of copies obtained for counsel’s own use is not taxable. The fee of an official for certification or proof concerning the nonexistence of a document is taxable. The reasonable fee of a translator is taxable if the document translated is taxable. Notary fees are taxable if actually incurred, but only for documents which are required to be notarized and filed. The cost of patent file wrappers and prior art patents are taxable at the rate charged by the Patent Office. Expenses for services of persons checking Patent Office records to determine what should be ordered are not taxable.
(6) Cost of Maps and Charts. The cost of maps and charts is taxable if they are admitted into evidence. The cost of photographs, 8” x 10” in size or less, is taxable if admitted into evidence, or attached to documents required to be filed and served on opposing counsel. Enlargements greater than 8” x 10” are not taxable except by order of the Court. The cost of models, compiling summaries, computations, and statistical comparisons are not taxable.
(7) Fees to Masters. Fees to masters shall be assessed in accordance with Fed. R. Civ. P. 53(a).
(8) Removed Cases. In a case removed from the state court, costs incurred in the state court prior to removal, including but not limited to the following, are taxable in favor of the prevailing party in this Court:
(A) Fees paid to the clerk of the state court;
(B) Fees for services of process in the state court;
(C) Costs of exhibits attached to documents required to be filed in the state court.
(9) Admiralty. Fees for compensation for keepers of boats and vessels attached or libeled are taxable in accordance with 28 U.S.C. § 1921.
(10) Bonds. The reasonable premiums or expenses paid on bonds or security stipulations shall be allowed when furnished by requirements of the law or rule of Court, by an order of the Court or where required to enable a party to receive or preserve some right accorded the party in an action or proceeding.
(11) Other Costs. Claims for costs other than those specifically mentioned in the preceding paragraphs of subpart (b) of this Rule ordinarily will not be allowed, unless the party claiming such costs substantiates the claim by reference to a statute or binding court decision.
The determination of the prevailing party shall be within the discretion of the Court in all cases except where such determination is inconsistent with statute or the Fed. R. Civ. P. or the rules of the appellate courts. If each side recovers in part, ordinarily the party recovering the larger sum will be considered the prevailing party. The defendant is the prevailing party upon a dismissal or summary judgment or other termination of the case without judgment for the plaintiff on the merits. No costs shall be allowed to either party if the Court is unable to determine the prevailing party.
(d) Review of Costs.
In accordance with Fed. R. Civ. P. 54(d), the opposing party may, within 7 days of service, file a motion for review of the decision of the Clerk in the taxation of costs.
(e) Appellate Costs.
The certified copy of the judgment or the mandate of the Court of Appeals, without further act by the District Court, is sufficient basis for issuance by the Clerk of a writ of execution to recover costs taxed by the appellate court.
Young Conaway Comment 2007: Amended Rule 54.1(b) allows a party to recover the costs of an original and one copy of a deposition transcript. The Amended Rule no longer requires that the transcript be admitted as evidence; however, a substantial portion of the transcript still must be used in resolution of a material issue in the case. Amended Rule 54.1(b)(5) no longer requires a copy of the document to be unavailable or introduced at the request of opposing counsel. The Amended Rule further adds that reasonable premiums or expenses paid on bonds or security stipulations shall be allowed under certain circumstances. Finally, Amended Rule 54.1(d) no longer provides for a party to file a cross-motion and requires an opposing party to file a motion for review of the decision of the Clerk within 5 days of service.
Young Conaway Comment 2010: Rule 54.1(a) has been amended to change the timing of filing a bill of costs to 14 days after the time for appeal has expired or 14 days after the issuance of the appellate court mandate. Any objections to the bill of costs must now be filed 14 days after service of the bill of costs. The Clerk shall tax costs and serve copies of the allowed costs no less than 28 days after receipt of a party’s bill of costs.
Young Conaway Comment 2010: Rule 54.1(d) has been amended to provide the opposing party 7 days after service of the Clerk’s decision to file a motion for review of the decision.
Jury Cost Assessment.
Juror costs, including Marshal’s fees, mileage and per diem, may be assessed against the parties and/or their counsel in any civil action that is settled or otherwise resolved less than 3 full business days before jury selection is scheduled to begin.
(a) Judgment on Less than all Claims.
Award of Attorney’s Fees.
Where a judgment is not a final judgment on all claims, failure to apply for attorneys’ fees shall not prevent a party from applying for fees after entry of final judgment.
(b) Settled Cases.
Applications for attorneys’ fees in connection with settled cases shall be filed no later than 21 days after the settlement is approved by the Court. Where Court approval is not sought, motions for fees shall be filed no later than 21 days after the settlement agreement is executed by the parties.
(c) Applicable Statute or Regulation.
The time provisions specified above shall control unless an applicable statute or regulation provides a different period of time (e.g.,The Equal Access to Justice Act, 28 U.S.C. § 2412(d)(1)(B)).
VIII. Provisional and Final Remedies
Entry of Judgment by Confession and Execution Thereon.
(a) Judgment by confession as authorized by 10 Del. C. § 2306 shall be entered by the Clerk, provided that the following documents are filed:
(1) A notice directed to the Clerk that includes:
(A) A short and plain statement of the grounds upon which the Court’s jurisdiction depends; and
(B) The following form signed by the person exercising the warrant of attorney: “Please commence proceedings pursuant to D. Del. LR 58.1.1 to confess judgment on behalf of [Plaintiff] against [Debtor’s Name] of [Address] for $[Real Debt] and $ ___ _____ accrued interest to date together with interest thereon at ___% per annum from ________ plus attorneys’ fees of $________ and costs of $________. Date: _______ Person exercising warrant of attorney”
(2) The original document authorizing confession of judgment together with a photocopy for the Clerk.
(3) In the case of a debtor who was a nonresident at the time of the execution of the original document authorizing confession of judgment, plaintiff shall also file the affidavit required by 10 Del. C. § 2306(c), together with a photocopy, for the Clerk.
(4) A completed notice letter as required by 10 Del. C. § 2306(b) for each debtor against whom judgment is requested.
(b) The Clerk shall return the original document authorizing confession of judgment and, if applicable, the original affidavit required by 10 Del. C. § 2306(c) to the plaintiff presenting it and file the copy or copies as the authority for commencing the procedure set forth in this Rule.
(c) The Clerk shall docket a “tentative” judgment as of the date of filing. Subsequently, the Clerk shall make a notation on the docket of the mailing and publication dates provided for in paragraphs (d) and (f).
(d) The notice letter required by paragraph (a)(4) shall be mailed by the plaintiff to each debtor by certified mail, return receipt requested, together with a copy of the instrument authorizing confession of judgment and, where applicable, a copy of the affidavit required by 10 Del. C. § 2306(c). An affidavit of mailing shall be filed by the plaintiff with the Clerk. The notice letter, on a form supplied by the Clerk, shall contain the following information:
(1) Plaintiff intends to obtain judgment against the debtor in the United States District Court for the District of Delaware based on the enclosed document for the following amounts:
Plus Interest and Costs:_______
(2) Plaintiff alleges the debtor has waived any rights to notice and hearing prior to the entry of judgment.
(3) The entry of such a judgment will result in a lien against all the debtor’s real estate and the means in default of payment, whereby the Marshal can levy against and ultimately sell at public auction the debtor’s personal property and real estate for credit against the debt.
(4) In default of payment in appropriate cases, the Marshal may seize some portion of the debtor’s wages for credit against the debt.
(5) The debtor may file with the Court (giving an address for the Clerk) an objection to the entry of judgment by a date 2 weeks following the date on which the notice letter for the entry of judgment was mailed. When the objection is filed, a hearing will be scheduled by the Court. At the hearing, the plaintiff will be required to prove that the debtor has effectively waived any rights to notice and a hearing prior to the entry of judgment.
(6) No objection is required but, if no objection is made, judgment will be entered by default.
(e) When service is effected by certified mail, the person exercising the warrant of attorney shall file the return receipt with the Clerk.
(f) If the certified mail sent pursuant to paragraph (d) is returned undelivered, the person exercising the warrant of attorney shall notify the Clerk accordingly in writing and shall accomplish service by publication of the notice provided for in paragraph (a)(4) once per week for 2 weeks in a newspaper of general circulation in the county in which the instrument is to be recorded. If the residence of the debtor is other than the county in which the judgment is sought to be entered, then publication shall also be made once per week for 2 weeks in a newspaper of general circulation in the county in Delaware in which the debtor resides or is last known to have resided. The notice shall include the date on which debtor must file objections to the entry of judgment, which date shall be at least 2 weeks following the last publication. An affidavit of publication shall be filed by the plaintiff with the Clerk.
(g) Judgment shall be entered against a debtor who fails to object after service as provided for herein.
(1) If the debtor objects, a hearing date will be scheduled by the Court. At the hearing, the burden shall be on the plaintiff to prove that the debtor effectively waived any right to notice and a hearing prior to the entry of judgment against the debtor. Costs are to be assessed against the plaintiff if the plaintiff fails to carry that burden. Costs are to be assessed against the debtor if judgment is entered against the debtor.
(2) When a judgment is obtained pursuant to this Rule, a notation to that effect shall then be entered in the judgment records and said judgment shall be final to the same extent as a judgment entered after trial. The lien of said judgment shall relate back to the time of its original docketing.
(h) The following procedure must be complied with prior to the issuance of the first writ of execution on a confessed judgment:
(1) The judgment creditor shall file the following with the Clerk:
(A) A praecipe directed to the Clerk requesting the particular execution writ, together with a form of that writ obtained from the Superior Court of the State of Delaware.
(B) A notice letter as required by 10 Del. C. § 2306(j) for each debtor against whom execution is requested.
(2) The Clerk shall docket the praecipe. Subsequently, the Clerk shall make a notation on the docket of the mailing and publication dates as provided for in paragraph (h)(3) and (h)(5).
(3) The notice letter required by paragraph (h)(1)(B) shall be mailed by the plaintiff to each debtor by certified mail, return receipt requested. An affidavit of mailing shall be filed with the Clerk. The notice letter, on a form supplied by the Clerk, shall contain the following information:
(A) The judgment creditor has requested the Court to issue a writ of execution against the debtor based on the confessed judgment entered on a certain date.
(B) A writ of execution can be used to attach wages in appropriate cases and seize the debtor’s personal property and real estate and ultimately sell them for credit against the debt.
(C) The debtor may file with the Court (giving an address for the Clerk) an objection to the issuance of the execution process by a date 2 weeks following the date on which the notice letter for the issuance of the execution process was mailed. When the objection is filed, a hearing will be scheduled by the Court. At said hearing, the debtor may raise any appropriate defenses.
(D) No objection is required but, if no objection is made, a warning that the writ of execution sought by the judgment creditor and other subsequent writs will be issued whereby the Marshal could attach the debtor’s wages in appropriate cases, or seize the debtor’s personal property and real estate and ultimately sell them for credit against the debt.
(E) The judgment creditor is claiming the debtor owes $________ plus accrued interest of $________ to the date of judgment, plus interest at the legal rate from the date of judgment plus attorneys’ fees of $________ plus costs.
(F) If the debtor has any questions about these matters, an attorney should be consulted immediately.
(4) When service is effected by certified mail, the plaintiff shall file the return receipt with the Clerk.
(5) If the certified mail sent pursuant to paragraph (h)(3) is returned undelivered, the judgment creditor shall notify the Clerk accordingly in writing and shall accomplish service by publication of the notice provided for in paragraph (h)(1)B once per week for 2 weeks in a newspaper of general circulation in the county in which execution is to occur. If the residence of the debtor is other than the county in which execution is sought, then publication shall also be made once per week for 2 weeks in a newspaper of general circulation in the county in Delaware in which the debtor resides or is last known to have resided. The notice shall include the date by which debtor must file objections to the issuance of the execution process, which date shall be at least 2 weeks following the last publication. An affidavit of publication shall be filed by the plaintiff with the Clerk.
(6) The writ of execution requested and any appropriate writ thereafter shall issue against a debtor who fails to object after service as provided for herein.
(7) If the debtor objects, a hearing date will be scheduled by the Court. At the conclusion of the hearing, the Court shall make such orders as are appropriate, including for the assessment of costs.
Entry of Judgment by Confession in Open Court.
(a) A judgment by confession may be entered in open court, either for money due or to become due, or to secure the obligee against a money contingent liability or both, on the application by the obligee or assignee of a bond, note or other obligation containing a warrant for an attorney-at-law or other person to confess judgment.
(b) Application for the entry of judgment by confession in open court shall be as follows:
(1) The plaintiff may appear at a time set by the Court, together with the defendant obligor.
(2) A court reporter shall make a record of the proceedings.
(3) The plaintiff shall provide the Court with the following:
(A) A notice in the form prescribed by D. Del. LR 58.1.1(a)(1).
(B) The original document authorizing confession of judgment, together with a photocopy for the Clerk and each defendant obligor against whom judgment is requested.
(4) The plaintiff shall prove:
(A) The genuineness of the obligation, the signature of the defendant obligor against whom judgment is sought and the identity of the defendant obligor appearing in the Court.
(B) The defendant obligor has effectively waived any constitutional rights concerning the entry of judgment and the right to execution thereon.
(5) The Court shall make such orders as are appropriate, including for the assessments of costs. Any judgment entered shall be final to the same extent as a judgment entered after a trial.
(c) Execution of judgments confessed hereunder shall be as provided for in D. Del. LR 58.1.1(h).
(a) Cases Not Covered by Fed. R. Civ. P. 67 -- Registry Accounts.
Moneys Deposited in the Custody of the Court.
The funds shall be kept in a registry account and shall be deposited into an interest bearing account in accordance with the general policy governing registry funds, unless otherwise ordered by the Court.
(b) Cases Covered by Fed. R. Civ. P. 67.
The party depositing the money shall prepare a proposed order to be submitted to the Court which instructs the Clerk to deposit the funds. All orders to deposit money must be personally served on either the Clerk, Chief Deputy Clerk or Financial Administrator. It is recommended that the Clerk’s Office be contacted for information and copies of proposed orders for depositing funds with the Court.
(c) Money Invested at Interest.
The Clerk shall make the investment promptly after being advised the check has cleared. If the funds deposited into the Court must be held pending verification that the institution depositing the funds has pledged sufficient collateral pursuant to Treasury Circular No. 176, the Clerk shall have 7 days from the date of notice that the designated depository has complied with the collateralization requirements to make the investment, during which time the obligation to invest at interest shall not attach.
(d) Fee Deducted by the Clerk.
In all cases or proceedings where money is to be invested at interest, the Clerk shall deduct from the income earned on the investment a fee, whenever such income becomes available and without further order of the Court. In cases where funds are ultimately disbursed to the United States or to agencies or officials thereof, the Clerk shall refund the registry fee to those agencies or officials of the United States upon application filed with the Court.
Young Conaway Comment 2010: Rule 67.2(c) has been amended to provide that the Clerk shall have 7 (instead of 5) days from the date of notice of deposited funds to make the investment.
Withdrawal of a Deposit Pursuant to Fed. R. Civ. P. 67.
Any person seeking withdrawal of money which was deposited in the Court pursuant to Fed. R. Civ. P. 67 and which was subsequently deposited into an interest bearing account or instrument as required by Fed. R. Civ. P. 67, shall file a motion to withdraw the funds. In addition, the filing party shall file separately, under seal, a notice which includes the social security number or tax identification number of the ultimate recipient of the funds. This separate notice, without retention of a copy by the Court, shall be forwarded by the Court directly to the institution holding the money.
Offers of Judgment Filed Only if Accepted.
An offer of judgment made pursuant to Fed. R. Civ. P. 68 shall not be filed with the Court unless it is accepted, in which event filing may be made as provided for in that rule.
Proceedings on executions shall be in accordance with Fed. R. Civ. P. 69. In all cases in which a party seeks a writ of execution, the parties shall submit the completed proposed form of the writ to the Clerk.
71A.1. Condemnation Cases
When the United States files separate land condemnation actions and concurrently files a single declaration of taking relating to those separate actions, the Clerk is authorized to establish a master file so designated, in which the declaration of taking shall be filed, and the filing of the declaration of taking therein shall constitute a filing of the same in each of the actions to which it relates when reference is made thereto in the separate actions.
IX. UNITED STATES MAGISTRATE JUDGES
Magistrate Judges; Pretrial Orders.
A Magistrate Judge is authorized to perform all judicial duties assigned by the Court that are consistent with the Constitution and the laws of the United States which include, but are not limited to, the following described civil duties. The method for assignment of duties to a Magistrate Judge shall be made in accordance with orders of the Court or by special designation or reference by a District Judge.
(a) Duties in Civil Matters.
(b) Objections to a Magistrate Judge's Rulings.
(1) Alternative Dispute Resolution Processes. Conduct various alternative dispute resolution processes, including but not limited to judge-hosted settlement conferences, mediation, arbitration, early neutral evaluation, and summary trials (jury and nonjury).
(2) Nondispositive Motions. Hear and determine any pretrial motion or other pretrial matter, other than those motions specified in subsection (a)(3) below, in accordance with 28 U.S.C. §636(b)(1)(A) and Fed. R. Civ. P. 72.
(3) Dispositive Motions. Hear and conduct such evidentiary hearings as are necessary or appropriate and submit to a District Judge proposed findings of fact and recommendations for the disposition of motions for proposed injunctive relief (including temporary restraining orders and preliminary injunctions), for judgment on the pleadings, for summary judgment, to dismiss or permit maintenance of a class action, to dismiss for failure to state a claim upon which relief may be granted, to involuntarily dismiss an action, for judicial review of administrative determinations, for review of default judgments, and for review of prisoners’ petitions challenging conditions of confinement, in accordance with 28 U.S.C. § 636(b)(1)(B) and (C) and Fed. R. Civ. P. 72.
(4) Civil Case Management.
(A) Exercise general supervision of the civil calendars of the Court, conduct calendar and status calls, and determine motions to expedite or postpone the trial of cases for the District Judges.
(B) Conduct scheduling and pretrial conferences as set forth in Fed. R. Civ. P. 16 and 26(f), which include but are not limited to scheduling, settlement, discovery, preliminary and final pretrial conferences, and entry of appropriate orders.
(5) Other Duties.
(A) Issue subpoenas, writs of habeas corpus ad testificandum or habeas corpus ad prosequendum, or other orders necessary to obtain the presence of parties or witnesses or evidence needed for court proceedings.
(B) Conduct examinations of judgment debtors, in accordance with Fed. R. Civ. P. 69.
(C) Issue warrants or entering orders permitting entry into and inspection of premises, and/ or seizure of property, in noncriminal proceedings, as authorized by law, when properly requested by the IRS or other governmental agencies.
(D) Serve as a special master in an appropriate civil action pursuant to 28 U.S.C. § 636(b)(2) and Fed. R. Civ. P. 53. A Magistrate Judge may, where the parties consent, serve as a special master in any civil action. The entry of final judgment in the civil action, however, shall be made by a District Judge or at the direction of a District Judge with the consent of the parties.
(E) Administer oaths and affirmations and take acknowledgments, affidavits, and depositions.
(F) Supervise proceedings conducted pursuant to 28 U.S.C. § 1782 with respect to foreign tribunals and to litigants before such tribunals.
(G) Adjudicate nondispositive sanctions under the Fed. R. Civ. P., rules of this Court or applicable statutes.
Objections to an order, decision or recommendation disposition made by a Magistrate Judge pursuant to Fed. R. Civ. P. 72 shall identify the appropriate standard of review.
(c) Duties in Proceedings for Postconviction Relief.
A Magistrate Judge may perform any or all of the duties imposed upon a District Judge by the rules governing proceedings in the United States district courts under § 2254 and § 2255 of Title 28, United States Code. In so doing, a Magistrate Judge may issue any preliminary orders and conduct any necessary evidentiary hearing or other appropriate proceeding and shall submit to a District Judge a report containing proposed findings of fact and recommendations for disposition of the petition by the District Judge. Any order disposing of the petition may only be made by a District Judge.
Young Conaway Comment 2016:The 2016 amendment added section (b), requiring that objections to a Magistrate Judge Ruling under Fed. R. Civ. P. 72 must identify the appropriate standard of review.
Magistrate Judges; Trial by Consent.
Where the parties consent, a Magistrate Judge may conduct a jury or nonjury trial in any civil action and order the entry of final judgment in accordance with 28 U.S.C. § 636(c) and Fed. R. Civ. P. 73- 76. In the course of conducting proceedings in any civil action upon the consent of the parties, a Magistrate Judge may hear and determine any and all pretrial and post trial motions including case dispositive motions.
(a) The Clerk shall notify the parties in all cases that they may consent to have a Magistrate Judge conduct any or all proceedings in the case and order the entry of a final judgment.
(b) The Clerk shall not accept a consent form for filing unless it has been signed by all the parties in a case. Plaintiff shall be responsible for securing execution and filing of such a consent form. No consent form will be made available, nor will its contents be made known to any District Judge or Magistrate Judge, unless all stated parties have consented to the reference to a Magistrate Judge.
(c) The consent form shall be filed with the Clerk not later than the final pretrial conference, unless otherwise ordered.
(d) After the consent form has been executed and filed, the Clerk shall so advise the District Judge to whom the case has been assigned. At the direction of the District Judge, the Clerk shall prepare, for the District Judge’s signature, an order referring the case to the Magistrate Judge. Once the case has been referred, a Magistrate Judge shall have the authority to conduct any and all proceedings to which the parties have consented and to direct the Clerk to enter a final judgment in the same manner as if a District Judge presided.
X. DISTRICT COURTS AND CLERKS
Hours of the Clerk’s Office.
The business hours of the Clerk’s office shall be 8:30 a.m. to 4:00 p.m., Monday through Friday, except legal holidays.
Young Conaway Comment 2016:The 2016 amendment reflects the Clerk's office new hours.
(a) Orders by the Clerk.
Orders and Judgments by the Clerk.
The Clerk is authorized, without further direction of a judge, to sign and enter orders specifically delineated as allowed to be signed by the Clerk under the Fed. R. Civ. P. , and also the following:
(b) Action by the Court.
(1) Orders specifically appointing persons to serve process in accordance with Fed. R. Civ. P. 4.
(2) Orders on consent noting satisfaction of a judgment, providing for the payment of money, withdrawing stipulations, annulling bonds, exonerating sureties or setting aside a default.
(3) Orders of dismissal on consent, with or without prejudice, except in cases to which Fed. R. Civ. P. 23, 23.1 or 66 apply.
(4) Orders entering default for failure to plead or otherwise defend in accordance with Fed. R. Civ. P. 55.
(5) Any other orders which, pursuant to Fed. R. Civ. P. 77(c), do not require direction by the Court.
(6) Consent orders extending, for not more than 21 days in any instance, the time to file the record on appeal in the appellate court.
Any order entered by the Clerk under this Rule may be suspended, altered or rescinded by the Court upon cause shown.
Young Conaway Comment 2010: Rule 77.2(a)(6) has been amended to provide that the Clerk is authorized to sign and enter consent orders extending, for not more than 21 days in any instance, the time to file the record on appeal in the appellate court.
Custody and Return of Exhibits.
The Clerk shall have custody of every exhibit admitted in evidence, or which is the subject of an offer of proof. The Court may, upon stipulation or application, order an original exhibit returned to the party to whom it belongs with a copy of the exhibit approved and initialed by the opponent to be filed in place of the original.
Upon the conclusion of an action (as defined hereinafter) and unless the Court otherwise orders:
(c) Conclusion of an Action.
(1) Any party shall be entitled to have such exhibits returned to the party or person to whom they belong, without the necessity of filing any copies thereof; and
(2) The Clerk shall notify counsel to remove the exhibits within 30 days and, upon counsel’s failure to do so, the Clerk may dispose of them as the Clerk sees fit and at the expense of counsel.
An action shall be deemed concluded when:
(1) A stipulation is filed that serves to waive or abandon the right to a rehearing or new trial or to an appeal; or
(2) The time to file an appeal has expired; or
(3) The action has been fully resolved on appeal.
RULE 79.2.Custody of Files and Documents not in Electronic Format.
All files of the Court shall remain in the custody of the Clerk and no record or paper belonging to the Court’s files shall be taken from the Clerk’s custody without a special order of the Court and a proper receipt signed by the person obtaining the record or paper. No such order will be entered except in extraordinary circumstances.
Court Reporting Fees.
A current schedule of transcript fees, as established by the Judicial Conference, is posted in the Clerk’s Office and is available from the official court reporters.
XI. MISCELLANEOUS PROVISIONS
Caption on Removed Cases.
In a removed case, the caption on any pleading, including the petition, shall be identical, insofar as the parties are concerned, as in the state court.
Cases Transferred or Removed to this Court.
In any case transferred or removed to this Court, within 21 days of the filing of the case with the Clerk, the parties shall submit a statement identifying all pending matters which require judicial action.
Young Conaway Comment 2010: Rule 81.2 has been amended to state the parties have 21 days after the filing of a transferred or removed case to submit a statement identifying all pending matters which require judicial action.
Photographs and Broadcasting.
Broadcasting, televising, recording or taking of photographs in connection with any judicial proceedings within the United States Courthouse at Wilmington, Delaware, whether or not such judicial proceedings are actually in session, is prohibited, except that the Court may authorize:
(a) The use of electronic or photographic means as a presentation of evidence and for the perpetuation of a record; and
(b) The broadcasting, televising, recording or photographing of investiture, ceremonial or naturalization proceedings, law school moot court proceedings, and activities sponsored by the bar association for continuing legal education.
Security of the Court.
The Court or any Judge may, from time to time, make such orders or impose such requirements as may be reasonably necessary to assure the security of the Court and of all persons in attendance.
(a) The Bar of this Court.
The Bar of this Court shall consist of those persons heretofore admitted to practice in this Court and those who may hereafter be admitted in accordance with these Rules.
Any attorney admitted to practice by the Supreme Court of the State of Delaware may be admitted to the Bar of this Court on motion of a member of the Bar of this Court made in open court and upon taking the following oath and signing the roll:
“I, _______________________________________________, do solemnly swear (or affirm) that I will conduct myself, as an attorney and counselor of this Court, uprightly, and according to law; and that I will support the Constitution of the United States.”
(c) Admission Pro Hac Vice.
Attorneys admitted, practicing, and in good standing in another jurisdiction, who are not admitted to practice by the Supreme Court of the State of Delaware, may be admitted pro hac vice
to the Bar of this Court in the discretion of the Court, such admission to be at the pleasure of the Court. Unless otherwise ordered by the Court, or authorized by the Constitution of the United States or acts of Congress, an applicant is not eligible for permission to practice pro hac vice if the applicant:
(d) Association with Delaware counsel required.
(1) Resides in Delaware; or
(2) Is regularly employed in Delaware; or
(3) Is regularly engaged in business, professional, or other similar activities in Delaware. Any judge of the Court may revoke, upon hearing after notice and for good cause, a pro hac vice admission. The form for admission pro hac vice, which may be amended by the Court as prescribed by standing order, is appended to these rules.
Unless otherwise ordered, an attorney not admitted to practice by the Supreme Court of the State of Delaware may not be admitted pro hac vice
in this Court unless associated with an attorney who is a member of the Bar of this Court and who maintains an office in the District of Delaware for the regular transaction of business (“Delaware counsel”). Consistent with CM/ECF Procedures, Delaware counsel shall be the registered users of CM/ECF and shall be required to file all papers. Unless otherwise ordered, Delaware counsel shall attend proceedings before the Court.
(e) Time to Obtain Delaware Counsel.
A party not appearing pro se shall obtain representation by a member of the Bar of this Court or have its counsel associate with a member of the Bar of this Court in accordance with D. Del. LR 83.5(d) within 30 days after:
(1) The filing of the first paper filed on its behalf; or
(2) The filing of a case transferred or removed to this Court.
Failure to timely obtain such representation shall subject the defaulting party to appropriate sanctions under D. Del. LR 1.3 (a).
(f) Association with Delaware counsel not required.
Young Conaway Comment 2007: Rule 83.5(f), as amended in 2007, provides that an attorney is not required to associate with Delaware counsel where: (1) they are a member of a bar of the highest Court of any state, territory or the District of Columbia and are acting on behalf of the United States or any of its departments, agencies or officials; or (2) are admitted to the bar of the United States District Court for the District of Delaware and are in good standing but do not maintain an office in the District of Delaware.
(1) Attorneys who are members in good standing of the bar of the highest Court of any state, territory, or the District of Columbia may, after submitting themselves to the jurisdiction of this Court in writing, act as an attorney in this Court on behalf of the United States or any of its departments, agencies or officials (in their official or individual capacities).
(2) Attorneys who are admitted to the Bar of this Court and in good standing, but who do not maintain an office in the District of Delaware, may appear on behalf of parties upon application to the Court.
(a) Attorneys Convicted of Crimes.
(b) Discipline Imposed by Other Courts.
(1) Upon the filing of a certified copy of a judgment of conviction demonstrating that any attorney admitted to practice before the Court has been convicted of a serious crime in any Court of the United States or the District of Columbia, or of any state, territory, commonwealth or possession of the United States:
(A) The Court shall enter an order immediately suspending that attorney from the practice of law before the Court. A copy of such order shall be served upon the attorney.
(B) A certified copy of a judgment of conviction shall be conclusive evidence of the commission of that crime in any disciplinary proceeding instituted against the attorney based upon the conviction, whether the conviction resulted from a plea of guilty or nolo contendere or from a verdict after trial or otherwise, and regardless of the pendency of any appeal.
(C) The term “serious crime” shall include any felony and any lesser crime, a necessary element of which involves false swearing, misrepresentation, fraud, willful failure to file income tax returns, deceit, bribery, extortion, misappropriation, theft, or an attempt or a conspiracy or solicitation of another to commit a “serious crime”. The elements of the crime of conviction shall be determined by the statutory or common law definition of such in the jurisdiction where the judgment was entered.
(D) The Court shall, in addition to suspending that attorney, also refer the matter to counsel for the institution of a disciplinary proceeding before the Court. The sole issue to be determined shall be the extent of the final discipline to be imposed as a result of the conduct resulting in the conviction, provided that a disciplinary proceeding so instituted will not be brought to final hearing until all appeals from the conviction are concluded.
(2) Upon the filing of a certified copy of a judgment of conviction of an attorney for a crime not constituting a “serious crime”, the Court may refer the matter to counsel for whatever action counsel may deem warranted, including the institution of a disciplinary proceeding before the Court; provided, however, that the Court may, in its discretion, make no reference with respect to convictions for minor offenses.
(3) An attorney suspended under the provisions of this Rule will be reinstated immediately upon the filing of a certificate demonstrating that the underlying conviction has been reversed. The reinstatement, however, will not terminate any disciplinary proceeding then pending against the attorney, the disposition of which shall be determined by the Court on the basis of all available evidence pertaining to both guilt and the extent of discipline to be imposed.
(c) Disbarment on Consent or Resignation in Other Courts.
(1) When another jurisdiction imposes discipline against an attorney admitted to practice in this Court, the same discipline is automatically effective in this Court without further action by this Court and shall remain in effect in this Court unless and until this Court issues an order that renders the discipline ineffective or imposes different discipline pursuant to these rules.
(2) Any attorney admitted to practice before this Court shall, upon being subjected to public discipline by any other Court of the United States or the District of Columbia, or by a Court of any state, territory, commonwealth or possession of the United States, promptly inform the Clerk of such action.
(3) Upon the filing of a certified or exemplified copy of a judgment or order demonstrating that any attorney admitted to practice before this Court has been disciplined by another Court or upon becoming informed of such a judgment or order, this Court shall forthwith issue a notice directed to the attorney containing:
(A) A copy of the judgment or order from the other Court; and
(B) An order to show cause directing that the attorney inform this Court within 30 days after service of that order upon the attorney, personally or by mail, of any claim by the attorney predicated upon the grounds set forth in (5) hereof that the imposition of the identical discipline by the Court would be unwarranted and the reasons therefor.
(4) In the event the discipline imposed in the other jurisdiction has been stayed, any reciprocal discipline imposed in this Court shall be deferred until such stay expires.
(5) Upon expiration of 30 days from service of the notice issued pursuant to the provisions of (3) above, this Court shall maintain the imposition of the identical discipline unless the Court finds that:
(A) The procedure was so lacking in notice or opportunity to be heard as to constitute a deprivation of due process; or
(B) There was such an infirmity of proof establishing the misconduct as to give rise to the clear conviction that this Court could not, consistent with its duty, accept as final the conclusion on that subject; or
(C) The imposition of the same discipline by this Court would result in grave injustice; or
(D) The misconduct established is deemed by this Court to warrant substantially different discipline. To the extent the Court finds any of the above, it shall enter such other order as it deems appropriate.
(6) In all other respects, a final adjudication in another Court that an attorney has been guilty of misconduct shall establish conclusively the misconduct for purposes of a disciplinary proceeding in this Court.
(7) This Court may at any stage appoint counsel to prosecute the disciplinary proceedings.
Any attorney admitted to practice before the Court who has been disbarred on consent or who has resigned for disciplinary reasons from the bar of any other Court of the United States or the District of Columbia, or from the bar of any state, territory, commonwealth or possession of the United States, shall promptly inform the Clerk of such. Upon the filing of a certified copy of the judgment or order accepting such disbarment on consent or resignation, the attorney shall cease to be permitted to practice before the Court and shall be stricken from the roll of attorneys admitted to practice before the Court.
(d) Standards for Professional Conduct.
Subject to such modifications as may be required or permitted by federal statute, court rule, or decision, all attorneys admitted or authorized to practice before this Court, including attorneys admitted on motion or otherwise, shall be governed by the Model Rules of Professional Conduct of the American Bar Association (“Model Rules”), as amended from time to time.
(e) Disciplinary proceedings.
(f) Disbarment on Consent While under Disciplinary Investigation or Prosecution.
(1) Professional Misconduct Complaint. Where the Rules do not already provide a procedure, the Chief Judge of this Court shall evaluate information coming to the Court’s attention, by complaint or from other sources, alleging misconduct by, or in the incapacity of, a lawyer subject to the jurisdiction of this Court (herein, the “respondent”). The Chief Judge or another Judge of the Court shall determine as a threshold matter whether the information, if true, would constitute misconduct or incapacity such as to warrant investigation. If an investigation is warranted, the Chief Judge or another Judge of the Court may appoint counsel from the Bar of this Court to conduct a confidential investigation of the matter. Complaints, and any files based on them, shall be treated as confidential unless otherwise ordered for good cause shown.
(2) Investigation and Recommendation. If the Court appoints counsel pursuant to paragraph (e)(1), such counsel shall conduct an investigation as directed by the Court. As part of the investigation, at a time deemed appropriate by counsel, counsel shall notify the respondent in writing of the substance of the matter and afford the respondent an opportunity to be heard. At the conclusion of the investigation, counsel shall prepare a confidential report and recommendation for the Court. The report and recommendation shall set forth the results of counsel’s investigation and shall state whether cause exists to find that a violation of the Model Rules has occurred. If counsel recommends that cause does not exist to find a violation of the Model Rules, and the Court accepts counsel’s recommendation, the complaint shall be dismissed.
(3) Show Cause Hearing. If counsel recommends that cause exists to find a violation of the Model Rules, and the Court accepts counsel’s recommendation, then the Court shall issue a confidential order for the respondent to show cause within 30 days after service of that order upon respondent, personally or by mail, why the respondent should not be disciplined. For good cause shown, the time to show cause may be extended. The respondent shall be provided a copy of counsel’s recommendation and may submit a written response to counsel’s recommendation in advance of the show cause hearing. The show cause hearing shall be conducted by one or more Judges of the Court, as determined by the Chief Judge, and may include the Chief Judge. If the hearing results from an allegation of misconduct brought by a Judge of this Court, that Judge shall not participate in the show cause hearing. The show cause proceedings shall be confidential, unless the attorney subject to discipline requests that the proceedings be public.
(4) Sanctions. After a show cause hearing, the Court may impose such sanctions as the circumstances warrant, including private admonition, public reprimand, suspension, or disbarment.
(1) Any attorney admitted to practice before this Court who is the subject of an investigation into, or a pending proceeding involving, allegations of misconduct may consent to disbarment, but only by delivering to this Court an affidavit stating that the attorney desires to consent to disbarment and that the attorney:
(A) Is not being subjected to coercion or duress and is fully aware of the implications of so consenting, which consent is freely and voluntarily rendered;
(B) Is aware that there is a presently pending investigation or proceeding involving specifically identified allegations of the misconduct;
(C) Acknowledges that the material facts so alleged are true; and so consents because the attorney knows that, if charges were predicated upon the matters under investigation or if the proceeding were prosecuted, the attorney could not successfully maintain a defense.
(2) Upon receipt of the required affidavit, this Court shall enter an order disbarring the attorney.
(3) The order disbarring the attorney on consent shall be a matter of public record. However, the affidavit required under the provisions of this Rule shall not be publicly disclosed or made available for use in any other proceeding except upon order of this Court.
(h) Successive Petitions.
(1) After Disbarment or Suspension. An attorney suspended for 3 months or less shall be automatically reinstated at the end of the period of suspension upon the filing with the Court of an affidavit of compliance with the provisions of the order. An attorney suspended for more than 3 months or disbarred may not resume practice until reinstated by order of this Court.
(2) Time of Application Following Disbarment. A person who has been disbarred after hearing or by consent may not apply for reinstatement until the expiration of at least 5 years from the effective date of the disbarment.
(3) Hearing on Application. Petitions for reinstatement by a disbarred or suspended attorney under this Rule shall be filed with the Chief Judge of this Court. Upon receipt of the petition, the Chief Judge shall promptly refer the petition to counsel and shall assign the matter for prompt hearing before 1 or more Judges of this Court provided, however, that if the disciplinary proceeding was predicated upon the complaint of a Judge of this Court, the hearing shall be conducted before a panel of three other Judges of this Court appointed by the Chief Judge or, if there are less than 3 Judges eligible to serve, or the Chief Judge was the complainant, by the Chief Judge of the Court of Appeals for this Circuit. The Judge or Judges assigned to the matter shall, within 30 days after referral, schedule a hearing at which the petitioner shall have the burden of demonstrating, by clear and convincing evidence, that petitioner has the moral qualifications, competency and learning in the law required for admission to practice law before this Court and that petitioner’s resumption of the practice of law will not be detrimental to the integrity and standing of the bar or to the administration of justice, or subversive of the public interest.
(4) Duty of Counsel. In all proceedings upon a petition for reinstatement, cross examination of the witnesses of the respondent-attorney and the submission of evidence, if any, in opposition to the petition shall be conducted by counsel.
(5) Deposit for Costs of Proceeding. Petitions for reinstatement under this Rule shall be accompanied by an advance cost deposit in an amount to be set from time to time by the Court to cover anticipated costs of the reinstatement proceeding.
(6) Conditions of Reinstatement. If the petitioner is found unfit to resume the practice of law, the petition shall be dismissed. If the petitioner is found fit to resume the practice of law, the judgment shall reinstate him or her provided that the judgment may make reinstatement conditional upon the payment of all or part of the costs of the proceedings, and upon the making of partial or complete restitution to parties harmed by the petitioner whose conduct led to the suspension or disbarment. Provided further, that if the respondent-attorney has been suspended or disbarred for 5 years or more, reinstatement may be conditioned, in the discretion of the Judge or Judges before whom the matter is heard and upon the furnishing of proof of competency and learning in the law, which proof may include certification by the bar examiners of a state or other jurisdiction, of the attorney’s successful completion of an examination for admission to practice subsequent to the date of suspension or disbarment.
No petition for reinstatement under this Rule shall be filed within 1 year following an adverse judgment upon a petition for reinstatement filed by or on behalf of the same person.
(i) Attorneys Specially Admitted.
Whenever an attorney applies to be admitted or is admitted to this Court for purposes of a particular proceeding (pro hac vice), the attorney shall be deemed thereby to have conferred disciplinary jurisdiction upon this Court for any alleged misconduct of that attorney arising in the course of or in the preparation for such proceeding.
(j) Service of Papers and Other Notices.
Service of an order to show cause instituting a formal disciplinary proceeding shall be made by personal service or by registered or certified mail addressed to the respondent-attorney at the address shown on the records of this Court. Unless stated otherwise, service of any other papers or notices required by these Rules shall be deemed to have been made if such service is made by method permissible under the Rules of the Court.
(k) Appointment of Counsel.
Whenever counsel is to be appointed pursuant to these Rules to investigate allegations of misconduct or prosecute disciplinary proceedings or in conjunction with a reinstatement petition filed by a disciplined attorney, this Court shall appoint as counsel one or more members of the Bar of this Court. Counsel, once appointed, may not resign unless permission to do so is given by this Court.
(l) Duties of the Clerk.
(1) Upon being informed that an attorney admitted to practice before this Court has been convicted of any crime, the Clerk shall determine whether the clerk of the court in which such conviction occurred has forwarded a certificate of such conviction to this Court. If a certificate has not been so forwarded, the Clerk shall promptly obtain a certificate and file it with this Court.
(2) Upon being informed that an attorney admitted to practice before this Court has been subjected to discipline by another court, the Clerk shall determine whether a certified or exemplified copy of the disciplinary judgment or order has been filed with this Court and, if not, the Clerk shall promptly obtain a certified or exemplified copy of the disciplinary judgment or order and file it with this Court.
(3) Whenever it appears that any attorney who has been convicted of any crime or disbarred or suspended, or censured or disbarred on consent by this Court, is admitted to practice law in any other jurisdiction or before any other Court, the Clerk shall, within 14 days of that conviction, disbarment, suspension, censure, or disbarment on consent, transmit to the disciplinary authority in such other jurisdiction, or for such other Court, a certificate of the conviction or a certified or exemplified copy of the judgment or order of disbarment, suspension, censure, or disbarment on consent, as well as the last known office and residence address of the defendant or respondent.
(4) The Clerk, likewise, shall promptly notify the National Discipline Data Bank operated by the American Bar Association of any order imposing public discipline upon any attorney admitted to practice before this Court.
Nothing contained in these Rules shall be construed to deny to this Court such powers as are necessary for the Court to maintain control over proceedings conducted before it, such as proceedings for contempt under Title 18 of the United States Code or under Rule 42 of the Federal Rules of Criminal Procedure.
(n) Pre-existing Proceedings.
If any formal disciplinary proceeding is pending before this Court on the effective date of these Rules, it shall be concluded under the procedure existing prior to the effective date of these Rules.
Young Conaway Comment 2010: Rule 83.6 (l)(3) has been revised to state that the Clerk of the Court has 14 days in which to prepare a certificate and notify other courts of an attorney’s conviction of any crime, disbarment, suspension, or censure by this Court.
Young Conaway Comment 2016: The 2016 amendment revised section (b)(1), automatically imposing in this Court discipline imposed by another jurisdiction. The discipline will remain in place until the Court issues an Order. The former section (b)(1) is now (b)(2). The 2016 amendment also modified section (e) to make it discretionary for the Court to appoint counsel to conduct a confidential investigation of any alleged misconduct coming to the Court's attention.
Substitution and Withdrawal of Attorney.
An attorney may withdraw an appearance for a party without the Court’s permission when such withdrawal will leave a member of the Bar of this Court appearing as counsel of record for the party. Otherwise, no appearance shall be withdrawn except by order on a motion duly noticed to each party and served on the party client, at least 14 days before the motion is presented, by registered or certified mail addressed to the client’s last known address.
Young Conaway Comment 2010: Rule 83.7 has been revised to state that no appearance shall be withdrawn except by order on a motion duly noticed to each party and served on the party client at the client’s last known address at least 14 days before the motion is presented.
In the United States District Court
For the District of Delaware
Civil Action No.
Motion and Order
For Admission Pro Hac Vice
Pursuant to Local Rule 83.5 and the attached certification, counsel moves the admission pro hac vice
of ______________ to represent____________ in this matter.
(Movant’s Name and Delaware State Bar Identification Number)
(Movant’s Telephone Number)
Date:____________________ Attorney for _____________
Order Granting Motion
IT IS HEREBY ORDERED counsel’s motion for admission pro hac vice
United States District Judge
Certification by Counsel to be admitted Pro Hac Vice
Pursuant to Local Rule 83.5, I certify that I am eligible for admission to this Court, am admitted, practicing and in good standing as a member of the Bar of ______________ and pursuant to Local Rule 83.6 submit to the disciplinary jurisdiction of this Court for any alleged misconduct which occurs in the preparation or course of this action. I also certify I am generally familiar with this Court’s Local Rules. In accordance with Standing Order for District Court Fund effective 7/23/09, I further certify that the annual fee of $25.00 has been paid to the Clerk of Court, or, if not paid previously, the fee payment will be submitted to the Clerk’s Office upon the filing of this motion.
In the United States District Court for the District of Delaware
In the Matter of:
The Amendments of Local Rules of Civil Practice and Procedure of the United States District Court for the District of Delaware
Having revised the District of Delaware’s Local Rules of Civil Practice and Procedure, with the help of the Court’s Advisory Committee and other members of the Bar; and having published notice of the amendments and having provided an opportunity for comment; and all the Judges of the Court having considered the same;
IT IS ORDERED that:
1. Pursuant to the authority vested in the Court by Rule 83 of the Federal Rules of Civil Procedure, the Local Rules of Civil Practice and Procedure of the United States District Court for the District of Delaware be and they are hereby amended as is set out in the copy of the Local Rules attached hereto. In accordance with Rule 1.1(b), the revised Local Rules shall take effect on August 1, 2016.
2. The Clerk of Court shall make the attached Local Rules available on the Court’s website, where they can be viewed and downloaded, as well as printing paper copies which shall be made available for a reasonable charge to be determined by the Court.
3. As required by Rule 83 of the Federal Rules of Civil Procedure, the Clerk shall forward a copy of this order and the attached Local Rules to the Judicial Council of the United States Court of Appeals for the Third Circuit and the Director of the Administrative Office of the United States Courts.
4. The Clerk shall also forward a copy of this order and these Rules to West Publishing Company and publish notice of the amendments as provided in Local Rule 1.2.
In the United States District Court
for the District of Delaware
Electronic Case Filing
Policies and Procedures
Effective March 1, 2005, all documents submitted for filing in both new and pending civil and criminal cases, except those documents specifically exempted, shall be filed either electronically using the Federal Judiciary’s case management and electronic filing system known as CM/ECF, or on a properly labeled 3.5” floppy or compact disk. CM/ECF permits electronic filing, signing and verification of pleadings and other papers with the Clerk of Court through the Court’s public web site, allows parties to use the Court’s transmission facilities to make service when appropriate, and authorizes the Clerk of Court to serve notice of orders and judgments electronically.
At Wilmington this 8th day of February, 2005,
It is ordered that:
1. The Court adopts the attached Administrative Procedures Governing Filing and Service by Electronic Means
and directs that they be applied and interpreted in connection with the Court’s CM/ECF User’s Manual.
2. The Clerk of Court may amend the CM/ECF User’s Manual from time to time as appropriate, and shall make copies of this Order and the User’s Manual available to the bar and public in the Clerk’s Office and on the Court’s public web site.
United States District Court
District Court of Delaware
Revised Administrative Procedures Governing
Filing and Service by Electronic Means
Electronic Filings and PDF
Electronic Filing is the process of uploading a document from a user’s computer, utilizing the Court’s Internet-based Case Management and Electronic Case Filing (CM/ECF) system, to file the document in the Court’s case file. CM/ECF accepts documents in a portable document format (PDF). Electronically converted PDF’s are created from word processing documents (MS Word, WordPerfect, etc) using Adobe Acrobat or similar software. They are text searchable and their file size is small. Scanned PDF’s are created from paper documents run through an optical scanner. Scanned PDF’s are not searchable and have a large file size.
PDF documents filed electronically shall not exceed 35 megabytes in size.
Young Conaway Comment 2016: Size limit for filed PDF documents increased from 5 to 35 MB.
(A) General Information
(1) Effective March 1, 2005, all documents submitted for filing in both new and pending civil and criminal cases, except those documents specifically exempted in subsection (G) of these procedures, shall be filed either electronically using CM/ECF or on a properly labeled compact disk or flash drive in PDF so that the document can be added to the electronic case file.
(2) The official Court record in CM/ECF cases shall be the electronic file maintained on the Court’s servers, together with any paper attachments and exhibits filed in accordance with these procedures.
(3) In instances where the Local Rules or Scheduling Orders provide for the filing of an additional copy, a courtesy paper copy of an electronically filed document shall be delivered to the Clerk’s Office by the next business day. Motions for admission pro hac vice shall not require a courtesy paper copy.
(4) The Clerk’s Office may discard the PDF disk after it has been uploaded to CM/ECF.
(5) All documents filed by electronic means must comply with technical standards, if any, established by the Judicial Conference of the United States or by this Court.
(1) All users of CM/ECF must register with the Court to receive a log-in and password. Registration information is available on the Court’s web page at www.ded.uscourts.gov.
(2) Attorneys admitted to the bar of this Court, including those authorized to represent the United States, shall register as users of CM/ECF prior to filing any pleadings. Prior to registration, attorneys must complete the online independent training via the Court's website (www.ded.uscourts.gov). Registration shall continue to be effective provided the user remains a bar member in good standing.
(3) An attorney retained in a criminal case who is not admitted to the bar of this Court shall register as a user of CM/ECF solely for purposes of the criminal action. Registration requires identification of the case as well as the name, address, telephone number and Internet e-mail address of the attorney. Familiarity with Delaware’s CM/ECF practices and procedures will be required. In addition, a current Certificate of Good Standing is required by Standing Order.
(4) Upon approval of the judge, a party to a case who is not represented by an attorney may register as a user of CM/ECF solely for purposes of the action. Registration requires completion of the online independent training courses available on the Court's website, identification of the case as well as the name, address, telephone number and Internet e-mail address of the party. If, during the course of the case, the party retains an attorney who appears on the party’s behalf, the attorney must advise the Clerk of Court to terminate the party’s registration as a user upon the attorney’s appearance.
(5) A user registered in CM/ECF shall not allow another person to file a document using his or her log-in and password, except as an authorized agent of the user. Use of a user’s log-in and password by an authorized agent shall be deemed to be the act of the user. Attorneys who are not admitted to the bar of this Court or admitted solely pro hac vice shall not be considered authorized agents.
(6) Registration constitutes consent to service of all documents by electronic means as provided in these procedures.
(C) Filing and Service of Civil and Miscellaneous Case Opening Documents
Young Conaway Comment 2010: (C)(1) was amended to provide that all case opening documents should be filed in case number 99-mc-9999 when the filing fee is paid by credit card or the filer submits an application to proceed without prepayment of fees. Case opening documents can still be filed at the Clerk’s office during regular business hours by delivering to the Clerk’s office both paper and a 3.5” floppy or CD in pdf.
(1) Beginning February 1, 2008, civil and miscellaneous case opening documents, that are not being filed under seal, such as a complaint, petition, or notice of removal, together with a summons, civil cover sheet, Rule 7.1 disclosures, and any accompaning motions may be filed electronically into case number 99-mc-9999 (a holding case for initial documents), provided that in instances in which a filing fee is due, the user is either paying via credit card or submitting an application to proceed without prepayment of fees. As an alternative, case opening documents can also be filed with the Clerk’s Office during regular business hours by delivering the documents both in paper format and on a properly labeled compact disk or flash drive in PDF.
(2) The Clerk’s Office will return to counsel for the plaintiff a signed and sealed summons for service of process. A party may not electronically serve a civil complaint, but shall effect service in the manner consistent with Fed. R. Civ. P. 4.
(D) Electronic Filing
Young Conaway Comment 2010: The provision now explicitly provides that CM/ECF will calculate deadlines from the date on the NEF.
(1) Electronic transmission of a document to CM/ECF, together with the transmission of a Notice of Electronic Filing (NEF) from the Court, constitutes filing of the document for all purposes of the Federal Rules of Civil Procedure and constitutes entry of the document on the docket maintained by the Clerk pursuant to Fed. R. Civ. P. 58, Fed. R. Civ. P. 79 and Fed. R. Crim. P. 55.
(2) Before filing a scanned document with the Court, a user must verify its legibility.
(3) A document filed electronically shall be deemed filed at the time and date stated on the NEF received from the Court. CM/ECF will calculate all response deadlines from the date on the NEF.
(4) All pleadings filed electronically shall be titled in accordance with the approved dictionary of civil or criminal events listed in CM/ECF.
(E) Service of Electronically Filed Documents
Young Conaway Comment 2010: (E)(2) now provides that transmission of the NEF constitutes service of the filed document and now explicitly recognizes that the provisions of D. Del. LR 5.2 are satisfied. The revised version also deletes the sentence that the NEF shall serve as the certificate of service and a separate certificate shall not be filed.(4) In cases involving pro se parties, all documents filed using CM/ECF shall include a certificate of service identifying the manner in which the service on each party was accomplished. A sample certificate of service form is attached as Form A.
Young Conaway Comment 2016: Paragraph (5), regarding addition of 3 days for e-service, was eliminated in accordance with December 2016 amendment to Fed.R.Civ.P.6.
(1) Whenever a pleading or other document is filed electronically, CM/ECF will automatically generate and send a NEF to the user and to all other attorneys or parties of record who are registered as users in CM/ECF. The user(s) shall retain a paper or digital copy of the NEF, which shall serve as the Court’s datestamp and proof of filing.
(2) Transmission of the NEF shall constitute service of the filed document and shall be deemed to satisfy the requirements of Fed. R. Civ. P. 5 (b) (2) (D), Fed. R. Civ. P. 77 (d) and Fed. R. Crim. P. 49 (b) and D. Del. LR 5.2.
(3) Attorneys who have not yet registered as users with CM/ECF, as well as pro se litigants not registered with CM/ECF, shall be served a paper copy of any electronically filed pleading or other document in accordance with the provisions of Fed.R.Civ.P.5.
(4) In cases involving pro se parties, all documents filed using CM/ECF shall include a certificate of service identifying the manner in which the service on each party was accomplished. A sample certificate of service form is attached as Form A.
Young Conaway Comment 2010: The Amendment sets forth that CM/ECF calculates deadlines as in recently amended Fed. R. Civ. P. 6 and then adds 3 calendar days for mailing as set forth in (E)(5).
Young Conaway Comment 2016: Effective October 16, 2014 the Court modified section (F) implementing a filing and service deadline of 6:00 p.m. ET for all documents other than initial pleadings. Effective December 1, 2016, the Court modified this section to remove reference to 3 additional days for e-service.
Filing documents electronically does not in any way alter any filing deadlines. Aside from initial pleadings, all electronic transmissions of documents (including, but not limited to, motions, briefs, appendices, and discovery responses) must be completed by 6:00 p.m. Eastern Time, in order to be considered timely filed and served that day. All electronic transmissions of initial pleadings must be completed prior to midnight, Eastern Time, in order to be considered timely filed that day. When CM/ECF calculates a deadline, it will include intermediate weekends and holidays as prescribed in Fed. R. Civ. P. 6.
(G) Special Filing Requirements and Exceptions
To address the privacy concerns created by Internet access to Court documents, unless otherwise ordered by the Court, certain personal data identifiers in pleadings and other papers shall be redacted as follows:
A sealed and otherwise identical document containing the un-redacted personal data identifiers may be filed in paper format along with the required redacted document. The sealed document will be retained by the Court as a part of the record.
It is not the responsibility of the Clerk’s Office to review each document to determine if pleadings have been modified and are in the proper form. The responsibility for redacting personal identifiers rests solely with counsel and the parties.
No pleadings or other documents shall be submitted to the Court for filing by facsimile transmission without prior leave of Court.
A user whose filing is made untimely as the result of a technical failure may seek appropriate relief from the Court.
A party to a case who is not represented by an attorney may file and serve all pleadings and other documents on paper. Upon approval of the judge, a pro se party may register as a user of CM/ECF in accordance with subsection (B) of these procedures.
A person may review at the Clerk’s Office filings that have not been sealed by the Court. A person also may access CM/ECF at the Court’s Internet site,
, by obtaining a PACER log-in and password. A person who has PACER access may retrieve docket sheets and documents. Only a user under subsection (B) of these procedures may file documents.
I hereby certify that on , I electronically filed with the Clerk of Court using CM/ECF which will send notification of such filing(s) to the following: . I hereby certify that on , I have mailed by United States Postal Service, the document(s) to the following non-registered participants:
Information can originate in any form, including ESI and paper, and is not limited to information created or stored electronically.
That is, a system or container that stores ESI, but over which an individual custodian does not organize, manage or maintain the ESI in the system or container (e.g., enterprise system or database).
As these disclosures are “initial,” each party shall be permitted to supplement.
For ease of reference, “defendant” is used to identify the alleged infringer and “plaintiff" to identify the patentee.
For ease of reference, the word “product” encompasses accused methods and systems as well.
Absent agreement among the parties, the following procedures shall apply to ensure secure access to source code: